Asset Growth Associates Wealth Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Asset Growth Associates Wealth Advisors is an independent, state-registered investment adviser managing roughly $14.2 million for individuals and high‑net‑worth clients. The firm provides ongoing, discretionary portfolio management on a percentage‑of‑AUM basis and advises across mutual funds, equities, fixed income, ETFs and insurance products, including annuities.
The firm documents an Investment Policy Statement for each client, requests discretionary trading authority, and provides quarterly account reviews and custodian reports. Its investment process draws on fundamental, technical, cyclical and quantitative analysis as well as modern portfolio theory, and it uses long‑term, short‑term and options strategies (including covered and uncovered options).
AGAWA is notable among small independent RIAs for its involvement in insurance distribution: a licensed insurance professional affiliated with the firm sells commissionable insurance and annuity products to clients and the brochure discloses this conflict and states advisory fees may be adjusted to reflect such compensation. The firm also reports recent ownership and service changes—removing financial planning and third‑party manager selection from its offerings—and operates with more than a solo practitioner rather than as a one‑person practice.
Client services
Expertise
Fee options
$250,000 - $1,000,000: 1.50% $1,000,001 - $2,000,000: 1.25% $2,000,001 - $3,000,000: 1.00% $3,000,001 - $5,000,000: 0.75% Above $5,000,000+: 0.50%
Commissions may be received by insurance agent for sale of insurance products, but commissions are not primary source of income.
Account minimum: $250,000 (may be waived at discretion) Fee-only: Management fees based on asset tiers as listed; no commissions as primary fee source.
Main office
1391 Calder Avenue
Beaumont TX 77701
Advisors at this office
2
Most active in
Louisiana · Texas
Also doing business as
Aga Tax And Retirement Advisors · Asset Growth Associates Wealth Advisors · Hickman Tax And Retirement Advisors, LLC · Texas Registered Financial Consultants, PLLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Malcolm C
Series 63, Series 66
Beaumont, TX
Asset Growth Associates Wealth Advisors
Malcolm Cain is a financial advisor with Asset Growth Associates Wealth Advisors, holding Series 63 and Series 66 licenses and bringing 26 years of industry experience. His career includes roles at Cetera in various capacities totaling over nine years, as well as prior experience with firms such as Citizens National Bank, TD Ameritrade, and Chase Investment Services. Outside of advising, he is involved as a co-owner of a real estate business and a partner in a real estate rehabilitation venture. Asset Growth Associates Wealth Advisors is an independent, state-registered firm managing approximately $14.2 million for individual and high-net-worth clients. The firm offers discretionary portfolio management using a variety of investment strategies and integrates insurance products into its service model through licensed professionals affiliated with the firm.
Jeffrey L
Series 65
Beaumont, TX
Asset Growth Associates Wealth Advisors
Jeffrey Lewis is a financial advisor with Asset Growth Associates Wealth Advisors in Beaumont, TX, holding a Series 65 designation and five years of industry experience. He has worked with Texas Registered Financial Consultants, PLLC since 2020 and has been affiliated with Physicians Mutual Insurance Co since 2015. In addition to advisory services, he acts as an insurance agent offering Medicare supplement, health, fixed annuities, and life insurance products. Asset Growth Associates Wealth Advisors provides discretionary portfolio management and financial planning primarily for individual and higher-net-worth clients. The firm employs a combination of fundamental, technical, cyclical, and quantitative analysis, utilizing various investment strategies including options and third-party managers.
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