Asset Strategies Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Asset Strategies Group, LLC provides comprehensive portfolio management and consulting services primarily to individual and high‑net‑worth clients. The firm’s brochure reports it manages roughly $61.3 million and delivers individualized investment programs and periodic consulting engagements.
Its investment process uses modern portfolio theory and a blend of asset‑allocation techniques alongside technical, fundamental, quantitative and cyclical analysis, with implementation via mutual funds, ETFs, individual equities and fixed income and daily monitoring and rebalancing. ASG generally operates on a non‑discretionary basis, requiring client authorization before effecting trades rather than exercising trading authority on clients’ behalf.
Notable distinctions from many peers include the firm’s predominantly non‑discretionary practice (an uncommon structure among supported firms), a requirement that clients establish custody relationships with its recommended custodian, and participation in third‑party lead generation programs as disclosed in the brochure. The firm also offers hourly consulting engagements and permits client‑driven investment restrictions, which may suit clients who prefer to retain final decision authority while receiving adviser guidance.
Client services
Expertise
Fee options
$10,000 - $99,999: 1.00% $100,000 - $249,999: 0.90% $250,000 - $499,999: 0.80% $500,000 - $999,999: 0.70% $1,000,000 - $4,999,999: 0.60% $5,000,000+: 0.50%
Up to $180 per hour for consulting services
Account minimum: $10,000 Fee-only: Hourly consulting fees up to $180/hour, billed in quarter-hour increments
Main office
See office1745 Shea Center Drive, Suite 400
Highlands Ranch CO 80129
Advisors at this office
2
Offices (2)
Most active in
Colorado · Wyoming
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
James B
Series 63, Series 65
Highlands Ranch, CO
Asset Strategies Group, LLC
James Beaudreau III is a financial advisor at Asset Strategies Group, LLC with 16 years of industry experience. He holds Series 63 and Series 65 licenses. His prior work includes eight years at Drury Hotels. Asset Strategies Group, LLC provides portfolio management and consulting services primarily to individual and high-net-worth clients. The firm employs a combination of modern portfolio theory, asset-allocation techniques, and various analytical approaches, operating mainly on a non-discretionary basis with client approval required for trades.
Connie T
Series 63, Series 65
Highlands Ranch, CO
Asset Strategies Group, LLC
Connie Terrell is a financial advisor with Asset Strategies Group, LLC, holding Series 63 and Series 65 licenses and bringing 16 years of industry experience. She previously worked at TransUnion for nine years and at nTHRIVE for one year. She has been with Asset Strategies Group since 2009. Asset Strategies Group, LLC provides portfolio management and consulting services primarily to individual and high-net-worth clients. The firm employs a blend of asset-allocation techniques with technical, fundamental, quantitative, and cyclical analysis, operating mainly on a non-discretionary basis and offering client-driven investment restrictions and hourly consulting engagements.
Thomas L
Series 65
Avon, CO
Asset Strategies Group, LLC
Thomas Larsen is a Series 65-licensed advisor with Asset Strategies Group, LLC, where he has worked since 2009. He has 16 years of industry experience and a background that includes long tenures at Sonnenalp Resort and Vail Resorts. Asset Strategies Group, LLC provides portfolio management and consulting services primarily to individual and high-net-worth clients. The firm utilizes a blend of asset-allocation techniques and various analytical methods, operating mainly on a non-discretionary basis and offering client-driven investment restrictions and hourly consulting engagements.
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