Asset Strategy Retirement Plan Consultants, LLC

Asset Strategy Retirement Plan Consultants, LLC provides investment advisory and pension consulting services to individuals (including high‑net‑worth clients) and to retirement plans such as defined benefit plans, 401(k)s and profit‑sharing plans. Its plan services include ERISA consulting, drafting investment policy statements, assisting trustees with manager selection and monitoring, limited participant education, and preparation of Form 5500.

The firm’s investment approach emphasizes long‑term, buy‑and‑hold strategies and diversified asset allocation across mutual funds, ETFs, equities and fixed income, using fundamental analysis and comparisons to capital market and peer indices. Investment management is primarily non‑discretionary: ASRPC typically delivers recommendations to trustees and clients rather than exercising routine trading discretion, and its individual management uses no‑load mutual funds, government securities and bonds.

What is noteworthy is the firm’s substantial advisory role for participant‑directed retirement plans and the concentration of assets it advises versus those it manages directly — the brochure reports $112,054,565 in non‑discretionary assets and $541,733,381 in participant‑directed assets under advisement versus $4,334,581 in discretionary AUM. The firm also discloses affiliations with other advisory entities, an arrangement with a third party for marketing and reporting, and that a representative is a licensed insurance agent, arrangements the brochure identifies as potential conflicts of interest.