Assured Advisory Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$80,786,751
Clients
96
Advisors
3
of 6 employees
About
Assured Advisory Group serves individual clients, including high-net-worth households, offering discretionary investment supervisory and management services alongside financial planning. The firm manages roughly $87 million across under 100 client households and also provides advice for assets held in employer-sponsored retirement plans and tuition plans.
The firm builds written investment policy statements and employs a mix of fundamental, technical, and cyclical analysis, with computer-driven analytics sometimes used to supplement security selection; recommended portfolios commonly include ETFs, mutual funds, government securities, options, and variable annuities. Accounts are managed on a discretionary basis, reviewed monthly, and financial plans are provided either as part of asset management or for a fixed fee when offered separately.
Compared with many peers, the firm maintains a number of uncommon affiliations: a principal is registered as a representative with a FINRA-registered broker-dealer, the firm owner operates a tax-preparation/planning business that solicits clients, and the advisory personnel are licensed to sell insurance and are affiliated with an insurance entity. The firm also offers educational seminars/workshops (free seminars and modestly priced multi-day workshops) and provides access to third‑party estate‑planning software for an annual subscription, arrangements that the brochure discloses can create potential conflicts of interest and for which clients retain the choice to use alternative providers.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Financial planning fixed fees from $600 to $6,000; annual estate planning software subscription $495
Up to 2.00% annually (negotiable, maximum 2.00%)
Separate commissions may be earned on insurance products and securities transactions when acting as a registered representative or insurance agent
Annual estate planning software subscription fee of $495
Account minimum: $500,000 Fee-only: Fixed fees for financial planning range from $600 to $6,000 (negotiable)
Main office
1141 East Main Street, Suite 215
East Dundee IL 60118-2440
Advisors at this office
3
Most active in
Illinois · Texas
Also doing business as
Assured Advisory Group, LLC · Assured Concepts Group Ltd.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Cole B
Series 65
East Dundee, IL
Assured Advisory Group, LLC
Cole Barkocy is a financial advisor at Assured Advisory Group, LLC with one year of industry experience. He holds a Series 65 designation and has prior work experience as a First Officer at Spirit Airlines. Barkocy is currently furloughed from Spirit Airlines and does not receive income or commissions from that position. Assured Advisory Group serves individual clients, including high-net-worth households, providing discretionary investment management and financial planning services. The firm employs a blend of fundamental, technical, and cyclical analysis supported by computer-driven tools, managing portfolios that often include ETFs, mutual funds, government securities, options, and variable annuities.
David S
Series 63, Series 66
East Dundee, IL
Assured Advisory Group, LLC
David Schlossberg is a financial advisor at Assured Advisory Group, LLC with 26 years of industry experience. He holds the Series 63 and Series 66 designations and has previously worked at Purshe Kaplan Sterling Investments, National Asset Management, and Fsic. Outside of his advisory work, he is president of a tax preparation and planning business. Assured Advisory Group serves individual clients, including high-net-worth households, providing discretionary investment management and financial planning. The firm manages approximately $87 million and uses a blend of fundamental, technical, and cyclical analysis supplemented by computer-driven tools, offering diversified portfolios with ETFs, mutual funds, government securities, options, and variable annuities.
Lawrence S
CFP®, Series 66
East Dundee, IL
Assured Advisory Group, LLC
Lawrence Strzelecki is a CFP® and holds a Series 66 license with 22 years of industry experience. He is currently with Assured Advisory Group, LLC, where he has worked since 2021, following prior roles at Purshe Kaplan Sterling Investments and National Asset Management. He is also involved as an agent in the sale of fixed and traditional insurance products. Assured Advisory Group serves individual and high-net-worth households with discretionary portfolio management, comprehensive financial and estate planning, and educational seminars. The firm uses a blend of fundamental, technical, and cyclical analysis, including computer-driven analytics, to construct portfolios that may include equities, ETFs, mutual funds, and option strategies.
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