Aston Capital Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$333,917,197
Clients
31
Advisors
3
of 3 employees
About
Aston Capital Management advises primarily pooled investment vehicles and high‑net‑worth "Qualified Clients," providing discretionary and non‑discretionary portfolio management and integrated financial planning. The firm manages several private funds (including the Aston Fund and Aston Credit Trading) and operates a Regulation S structure to facilitate U.S. real estate investments for non‑U.S. persons, while generally requiring high minimums for individual relationships.
Aston employs a manager‑of‑managers approach supported by a proprietary Aston Allocation Model that scores managers on 29 factors grouped into Returns, Quality, and Terms, and supplements that ranking with investment process and operational due diligence before allocating to other managers. For individual clients it delivers asset allocation and portfolio customization advice, and its fund strategies may use alternatives—including long/short credit and equity, event‑driven, derivatives and leverage—alongside conventional allocation techniques.
What distinguishes Aston from many peers is its role as both adviser and sponsor to multiple private pooled vehicles, its use of performance‑based compensation (performance fees up to 10% with SOFR‑based hurdles in some cases), and an explicit focus on non‑U.S. investors via a Reg S structure. The brochure also discloses overlapping ownership and directorship roles (including minority cross‑ownership with another advisory firm) and related conflict‑management procedures, which the firm identifies as potential conflicts of interest.
Client services
Expertise
Fee options
Performance fee up to 10% of realized and unrealized profits from Fund Clients; Individual Clients typically pay 10% over SOFR + hurdle rate on gains
Account minimum: $10,000,000 for Individual Clients (typical minimum account value); Fund Clients' fund minimums range from $100,000 to $5,000,000 depending on share class, with subsequent minimums from $10,000 to $100,000 (minimums waivable at Fund's board discretion) Minimum fee: Individual Clients have a minimum annual fee of $12,000 Fee-only: Investment advisory fees for Individual Clients typically 0.3% plus 10% performance over SOFR + hurdle annually; Funds charge flat rate between 0.3% and 1% annually plus up to 10% performance fee on profits
Main office
355 Alhambra Circle, Suite 1350
Coral Gables FL 33134
Advisors at this office
3
Most active in
Florida
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Ralph H
Series 65, Series 66
Miami, FL
Aston Capital Management
Ralph Horn is a financial advisor at Aston Capital Management with 15 years of industry experience. He holds Series 65 and Series 66 licenses and has served as a director and minority shareholder in several financial and real estate lending companies, including BridgeLoan Investors, Bridgeinvest LLC, and H2A Capital Corp. Additionally, he is involved with Edinvest Education, LLC, which participates in an investment advisory firm and an online education company focused on teaching foreigners about investing in the U.S. market. Aston Capital Management advises primarily pooled investment vehicles and high-net-worth qualified clients, offering discretionary and non-discretionary portfolio management along with integrated financial planning. The firm employs a manager-of-managers approach using a proprietary allocation model and manages multiple private funds, with a noted focus on non-U.S. investors and performance-based compensation structures.
Rogerio D
Series 65
Coral Gables, FL
Aston Capital Management
Rogerio De Carvalho Junior is a financial advisor with Aston Capital Management in Coral Gables, FL. He holds a Series 65 designation and has two years of industry experience. Prior to joining Aston Capital Management, he worked at Banco do Brasil S.A. for one year. Aston Capital Management advises primarily pooled investment vehicles and high-net-worth qualified clients, offering discretionary and non-discretionary portfolio management along with integrated financial planning. The firm employs a manager-of-managers approach using a proprietary allocation model and manages several private funds, including those focused on real estate investments for non-U.S. persons.
Luis D
CFA®
Coral Gables, FL
Aston Capital Management
Luis D'amato is a CFA® charterholder with eight years of industry experience, currently serving as an advisor at Aston Capital Management since 2016. He is based in Coral Gables, FL, and is part of a three-advisor team at the firm. Aston Capital Management provides discretionary and non-discretionary portfolio management and integrated financial planning primarily to pooled investment vehicles and high-net-worth Qualified Clients. The firm manages several private funds and employs a manager-of-managers approach supported by a proprietary allocation model, focusing on a range of alternative and conventional investment strategies.
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