Atlantic Investments A Registered Investment Advisor, Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Atlantic Investments serves individuals and high-net-worth individuals by providing personalized financial planning and coordinating implementation through third‑party money managers. Services described in the brochure include retirement planning, cash‑flow and tax reviews, estate planning modules, and referrals to other professionals as needed.
The firm does not manage client assets or accept discretionary trading authority; instead it documents client goals and risk tolerances, delivers financial plans, and acts as a liaison to third‑party money managers while performing periodic account reviews. Atlantic describes use of fundamental, technical and cyclical analysis and allows clients to impose investment restrictions reflected in written investment policy statements.
Compared with peers, Atlantic operates an unusually large office footprint for a small advisor team and client base, and the brochure discloses an affiliation with an insurance business run by the firm’s president, which the firm identifies as a potential conflict of interest. The firm also does not use percentage‑of‑assets‑under‑management or performance‑based fee structures, discloses referral arrangements and external incentives from providers, and does not vote client proxies.
Client services
Expertise
Fee options
Referral fees received from third party money managers; insurance product commissions paid to the firm's President as an insurance agent
$200 per hour for financial planning services
Fee-only: $200 per hour for financial planning services
Main office
2029 Century Park East, Suite 400
Los Angeles CA 90067
Advisors at this office
7
Most active in
California
Also doing business as
Atlantic Investments A Registered Investment Advisor, Inc · Atlantic Investments A Registered Investment Advisor, Inc. · Fidelity Atlantic Investments Inc. · Fidelity Pacific Investments Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Ronald S
Los Angeles, CA
Atlantic Investments A Registered Investment Advisor, Inc
Ronald Spence is a financial advisor at Atlantic Investments A Registered Investment Advisor, Inc with one year of industry experience. He has been with Atlantic Investments since 2024 and has a long career at Kaiser Permanente dating back to 1983. Atlantic Investments serves individuals and high-net-worth clients by providing personalized financial planning and coordinating implementation through third-party money managers. The firm focuses on retirement planning, cash-flow and tax reviews, and estate planning, operating without discretionary trading authority and allowing clients to set investment restrictions in written policy statements.
Mikyla M
Los Angeles, CA
Atlantic Investments A Registered Investment Advisor, Inc
Mikyla Martinez is a financial advisor at Atlantic Investments A Registered Investment Advisor, Inc. with one year of industry experience. She has worked concurrently at Kaiser Permanente since 2000. Atlantic Investments serves individuals and high-net-worth clients by providing personalized financial planning and coordinating implementation through third-party money managers. The firm emphasizes retirement planning, cash-flow and tax reviews, and estate planning, while acting as a liaison to external managers without managing client assets directly.
Clint U
Series 65
Los Angeles, CA
Atlantic Investments A Registered Investment Advisor, Inc
Clint Urso is a financial advisor with Atlantic Investments A Registered Investment Advisor, Inc. in Los Angeles, CA, holding a Series 65 designation and 16 years of industry experience. He has been with Atlantic Investments since 2010 and maintains an ownership and agent role in Atlantic Financial Insurance Services, an insurance sales and services business. Atlantic Investments serves individuals and high-net-worth clients by providing personalized financial planning and coordinating implementation through third-party money managers. The firm does not manage assets directly but delivers financial plans, performs periodic reviews, and allows clients to impose investment restrictions documented in written policy statements.
Marife C
Los Angeles, CA
Atlantic Investments A Registered Investment Advisor, Inc
Marife Callanta is a financial advisor at Atlantic Investments A Registered Investment Advisor, Inc. with one year of industry experience. Prior to joining Atlantic Investments, she worked at Kaiser Permanente for 35 years. Atlantic Investments serves individuals and high-net-worth clients by providing personalized financial planning and coordinating implementation through third-party money managers. The firm focuses on retirement planning, tax and cash-flow reviews, and estate planning, while using fundamental, technical, and cyclical analysis to guide recommendations.
Kevin S
Series 65
Los Angeles, CA
Atlantic Investments A Registered Investment Advisor, Inc
Kevin Sacre is a financial advisor at Atlantic Investments A Registered Investment Advisor, Inc. He holds a Series 65 designation and has 10 years of industry experience. Prior to and alongside his advisory role, he has operated Sacre Images since 2010. Atlantic Investments serves individuals and high-net-worth clients by providing personalized financial planning and coordinating implementation through third-party money managers. The firm does not manage assets directly but focuses on documenting client goals, delivering financial plans, and performing periodic account reviews.
Luhmen T
Los Angeles, CA
Atlantic Investments A Registered Investment Advisor, Inc
Luhmen Tesoro is a financial advisor at Atlantic Investments A Registered Investment Advisor, Inc. with one year of industry experience. Prior to joining Atlantic Investments, Tesoro worked for the Department of Financial Protection & Innovation for 37 years. Atlantic Investments serves individuals and high-net-worth clients by providing personalized financial planning and coordinating implementation through third-party money managers. The firm does not manage client assets directly but delivers financial plans, conducts periodic account reviews, and uses fundamental, technical, and cyclical analysis to guide investment decisions.
Mercy Grace M
Los Angeles, CA
Atlantic Investments A Registered Investment Advisor, Inc
Mercy Grace Mabanag is a financial advisor at Atlantic Investments A Registered Investment Advisor, Inc with two years of industry experience. Prior to joining Atlantic Investments, she worked at Cedars Sinai for over four decades. Atlantic Investments serves individuals and high-net-worth clients by providing personalized financial planning and coordinating implementation through third-party money managers. The firm focuses on retirement planning, cash-flow and tax reviews, and estate planning, while allowing clients to impose investment restrictions through written policy statements.
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