Attentive Investments, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$197,494,206
Clients
430
10% high-net-worth
Advisors
1
of 5 employees
Firm type
Supported
1-4 advisors or >$200M in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
430
Very HighAverage account size
$459,289
About
Attentive Investments, LLC manages about $197.5 million in client assets for roughly 430 clients, offering continuous individual portfolio management on both a discretionary and non-discretionary basis, plus written financial planning and non‑securities advice. Clients include individual and high‑net‑worth households as well as pension and profit‑sharing plans, and the firm provides periodic written reports to summarize performance and holdings.
The firm combines fundamental and technical analysis and employs a range of strategies—long‑term, short‑term, trading and margin transactions—tailored to each client’s objectives and risk tolerance, with reviews at least quarterly and discretionary authority used when authorized. It aggregates trades for block execution and participates in an institutional custody and trading arrangement that supports trade execution and reporting.
Noteworthy aspects include an unusually high client count per listed advisor (about 430 clients per one advisor), which is rare for supported firms and suggests more standardized processes and reliance on custodial platforms and tools. The brochure also discloses receipt of additional services and discounts from its custodian (including research and technology tools) that may present potential conflicts of interest, and the firm does not vote proxies on clients’ behalf.
Client services
Financial planning
Portfolio management
Expertise
General estate planning guidance
Fee options
$0 - $50,000: 1.00% $50,000 - $500,000: 1.00% $500,000 - $1,000,000: 0.75% $1,000,000+: 0.50%
Certified Financial Planner $250.00 per hour; Clerical Associate $102.50 per hour
Account minimum: $50,000
Main office location
Attentive Investments, LLC
5345 N El Dorado St., Suite 5
Stockton CA 95207, United States
Number of offices
1
Most active in
Attentive Investments, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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