ATX Financial Planning, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$166,673,884
Clients
207
Advisors
2
of 4 employees
About
ATX Financial Planning provides discretionary investment management and financial planning to individuals and high‑net‑worth clients, and also offers ERISA plan services as either a 3(21) or 3(38) fiduciary. The firm typically charges percentage‑of‑AUM advisory fees, maintains a $500,000 account minimum (waivable in some cases), and supports management of held‑away retirement accounts through a third‑party platform and the use of sub‑advisors.
The firm’s investment process combines fundamental and technical analysis and may include structured‑outcome (deep‑buffer) ETFs, commodities, selective international exposure, technology‑weighted allocations, and small allocations to ETFs that seek to track cryptocurrencies. For certain qualified clients ATX runs proprietary strategies that employ leveraged and inverse mutual funds/ETFs and are managed under a performance‑based fee arrangement; the brochure includes illustrative calculations and hypothetical performance examples to explain those strategies and fee mechanics.
Distinctive features disclosed in the brochure include the firm’s use of performance‑based fees (with a stated hurdle and carried‑interest style allocation), published hypothetical performance illustrations, and affiliated business activities in legal and insurance services, all of which are identified as potential conflicts and are subject to disclosure and mitigation procedures. The firm’s combination of ERISA plan roles, held‑away account management, sub‑advisor use, and the atypical mix of performance fees and leveraged/inverse strategies sets it apart from many peers in this category.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
$0 - $499,999: 1.25% annually $500,000 - $1,999,999: 1.00% annually $2,000,000 - $4,999,999: 0.90% annually $5,000,000+: 0.75% annually
Investment Advisor Representatives receive external compensation from sales of insurance products as licensed insurance agents.
For qualified clients investing in proprietary strategies: 2% annual fee plus 20% performance fee on returns above 8% annualized hurdle rate, calculated quarterly.
Account minimum: $500,000 Fee-only: Annual investment advisory fees based on assets under management as per tiered schedule; fees are negotiable.
Main office
500 Grace Lane
Austin TX 78746
Advisors at this office
2
Most active in
Colorado · Nebraska · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Dallan M
Series 66
Austin, TX
ATX Financial Planning, LLC
Dallan Maas is a Series 66 licensed financial advisor with nine years of industry experience. He is currently with ATX Financial Planning, LLC and previously worked at U.S. Capital Wealth Advisors, LLC, Commonwealth Financial Network, and Austin Financial Partners. Maas is also involved in family farming through Maas Farming Corporation and operates a related sole proprietorship that manages agricultural leasing and marketing. ATX Financial Planning provides discretionary investment management and financial planning to individuals and high-net-worth clients, including ERISA plan services as fiduciary. The firm’s investment approach integrates fundamental and technical analysis and utilizes a range of strategies including structured-outcome ETFs, commodities, and selective use of leveraged and inverse funds for qualified clients.
Raymond M
Series 63, Series 66
Austin, TX
ATX Financial Planning, LLC
Raymond Massey is a financial advisor at ATX Financial Planning, LLC with 23 years of industry experience. He holds Series 63 and Series 66 credentials and has a background that includes roles at Legacy One Financial Advisors and Commonwealth Financial Network. Massey is also an attorney with his own law practice focused primarily on estate planning and is involved in coaching attorneys through his Legalorian LLC ventures. ATX Financial Planning serves individual and high-net-worth clients with discretionary portfolio management and retirement-plan advisory services, managing approximately $140 million across 150 client relationships. The firm employs a mix of long- and short-term investment strategies, including equities, structured-outcome ETFs, commodities, and cryptocurrency-tracking ETFs, and offers proprietary leveraged strategies with performance-based fees for qualified clients.
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