Auctus Wealth Management Inc.

Auctus Wealth Management Inc. provides investment advisory and financial planning services to individuals (including high-net-worth), pension and profit‑sharing plans, charitable organizations, and corporate clients. The firm manages portfolios on a non‑discretionary basis, prepares written financial plans, and facilitates introductions to third‑party advisory programs when requested.

Auctus structures recommendations around each client’s objectives, time horizon, tax considerations and risk tolerance, using external manager research from City National Rochdale and SEI alongside public‑domain research to select mutual funds, ETFs and individual securities. The firm employs both long‑ and short‑term strategies, conducts at least annual account reviews, and implements transactions only with client approval rather than through discretionary authority.

Auctus is atypical among solo independent advisors in that its management personnel have maintained registered‑representative relationships with broker‑dealers and hold insurance licenses, and the firm may receive separate compensation for insurance product sales and for introducing clients to third‑party advisory programs—conflicts that the brochure discloses and describes policies to manage. The firm also works with institutional‑style clients (pension/profit‑sharing and corporate accounts) and recommends less common investment types, including interests in private placements and partnership investments, reflecting a broader investment menu than many peers.