Auerbach Investment Services, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$125,039,631
Clients
51
Advisors
2
of 2 employees
About
Auerbach Investment Services, LLC is a small registered investment adviser that provides discretionary and non‑discretionary investment management and pension consulting to individuals (including high‑net‑worth clients), corporations, and retirement plans. The firm reports approximately $150.2 million in assets under management and implements client relationships through written advisory agreements and model portfolios (Traditional and AIS Prime).
The firm conducts an initial and ongoing assessment of clients’ risk tolerance and time horizon and implements strategies across a broad range of instruments — including individual stocks, ETFs, bonds, options, futures, and crypto — with regular monitoring and periodic account reviews. Performance is measured against market indices and, for Qualified Clients, the firm may use performance‑based fee arrangements while maintaining side‑by‑side management policies intended to address allocation conflicts.
Auerbach discloses several features that distinguish it from many peers: certain supervised persons are licensed insurance agents who may sell insurance products to clients (devoting under 15% of their time to insurance sales), the principal has a management role in Narbitrader, LLC — a developer of automated trading algorithms that may be used in a future AIS portfolio — and the firm recently added the use of paid promoters for client referrals. The combination of insurance‑sale activity by supervised persons, the Narbitrader affiliation, and the firm’s use of performance measurement and performance‑based arrangements is relatively uncommon among similarly sized supported advisers and is addressed by policies the firm describes to mitigate related conflicts.
Client services
Expertise
Occupation focus
Fee options
$0 - $750,000: 1.50% $750,001 - $3,000,000: 1.35% $3,000,001 - $5,000,000: 1.25% $5,000,001 - $7,500,000: 1.15% $7,500,001 - $10,000,000: 1.10% $10,000,001+: 1.07%
For Qualified Clients, a performance fee of 50% of net gains above a 10% return threshold is charged (e.g., 50% of returns over the first 10%), with terms negotiable.
Pension consulting fees from 0.2% to 1.0%, depending on size and complexity of plan.
Account minimum: $1,000,000 Fee-only: Management fees are collected quarterly in arrears based on assets under management, ranging from 1.50% down to 1.07% for large accounts. Fees may be negotiated.
Main office
111 Forrest Avenue, First Floor
Narberth PA 19072
Advisors at this office
2
Most active in
Alabama · New York · Pennsylvania · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Jessica K
Series 65, Series 63
Narberth, PA
Auerbach Investment Services, LLC
Jessica Kagin Tropea is a financial advisor at Auerbach Investment Services, LLC with four years of industry experience. She holds Series 65 and Series 63 licenses and has worked at firms including Northwestern Mutual and Adam Gilson. Outside of her advisory role, she has operated JKT Events LLC and is a licensed insurance producer. Auerbach Investment Services, LLC is a small registered investment adviser serving individuals, corporations, and retirement plans with discretionary and non-discretionary investment management and pension consulting. The firm employs a broad investment approach across multiple asset classes, conducts ongoing client risk assessments, and manages approximately $150.2 million in assets.
Kevin A
ChFC®, Series 63, Series 65
Narberth, PA
Auerbach Investment Services, LLC
Kevin Auerbach is a financial advisor with Auerbach Investment Services, LLC, holding the ChFC® designation along with Series 63 and Series 65 licenses. He has 21 years of industry experience, including roles at Brookstone Capital Management, LLC and Ellis Investment Partners, LLC. In addition to his advisory work, Mr. Auerbach is involved with Narbitrader, LLC, a company that offers trading signals for investment decisions, and he is a licensed insurance agent in Pennsylvania. Auerbach Investment Services provides tailored investment management and pension consulting to individuals, including high-net-worth clients, and pension/profit-sharing plans. The firm manages approximately $150 million across about 51 client relationships, utilizing a range of portfolio models and instruments such as stocks, ETFs, options, futures, crypto, and leveraged/inverse ETPs.
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