Augulis Financial Firm, L.L.C.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Augulis Financial Firm provides discretionary portfolio management and financial planning services primarily to individual and high‑net‑worth clients. In addition to ongoing asset management, the firm offers educational seminars and workshops and prepares financial plans that explicitly review wills, trusts, estate plans, taxes, qualified plans, insurance, retirement income, Social Security, and college planning.
The firm’s investment approach is goal‑driven, relying on fundamental and technical analysis and tailored asset allocation based on each client’s objectives and risk tolerance. Augulis may hire sub‑advisors to manage all or portions of client accounts and describes that it accepts discretionary authority while documenting client goals and obtaining client approval before executing transactions.
What distinguishes the firm from many peers is its formal affiliation with an operating law practice and the presence of licensed insurance activity among its principals: a managing member practices as a trust and estate attorney and the firm’s principals also act as insurance agents. Those business overlaps — combined with the firm’s free public seminars — are disclosed in the brochure and noted as potential conflicts of interest that the firm says it mitigates through disclosure, written procedures and its fiduciary obligations.
Client services
Expertise
Fee options
$0 - $500,000: 1.0% $500,001 - $1,000,000: 0.85% $1,000,001 - $5,000,000: 0.75% $5,000,001+: 0.65%
Main office
5 Mountain Boulevard, Suite 11 B
Warren NJ 07059
Advisors at this office
2
Most active in
New Jersey
Also doing business as
Augulis Financial Firm, L.L.C. · Augulis, Alan L
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Fred B
Series 63, Series 65
Warren, NJ
Augulis Financial Firm, L.L.C.
Fred Busler Jr. is a financial advisor at Augulis Financial Firm, L.L.C. in Warren, New Jersey, with 18 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Augulis Financial Firm since 2016. Outside of advising, he is also an insurance agent specializing in fixed insurance sales and works as a tax preparer. Augulis Financial Firm provides discretionary portfolio management and financial planning services primarily to individual and high-net-worth clients. The firm’s goal-driven investment approach incorporates fundamental and technical analysis, tailored asset allocation, and may involve sub-advisors, while also offering educational seminars and comprehensive financial planning.
Alan A
Series 65
Warren, NJ
Augulis Financial Firm, L.L.C.
Alan Augulis is a financial advisor at Augulis Financial Firm, L.L.C. with 21 years of industry experience. He holds a Series 65 designation and has held ownership roles at Augulis Law Firm since 2000 and as a sole proprietor since 1999. In addition to his advisory work, he provides insurance reviews for legal clients and practices trust and estate law. Augulis Financial Firm offers discretionary portfolio management and financial planning primarily to individual and high-net-worth clients. The firm employs a goal-driven investment approach, integrates legal and insurance services, and provides educational seminars and comprehensive financial plans.
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