Augusta Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$33,447,000
Clients
12
67% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$2,787,250
About
Augusta Capital provides discretionary investment management and related advisory services to individuals, high net worth individuals, trusts, and estates, and also assists with financial planning and retirement-account rollover decisions. As of December 31, 2025 the firm reported approximately $33.447 million in discretionary assets under management across 12 client relationships; like many independent advisors it charges percentage-of-AUM fees and focuses on portfolio management for individuals.
The firm constructs customized portfolios using ETFs, mutual funds, individual stocks and bonds, and may retain legacy positions for tax or strategic reasons while providing ongoing oversight and at least annual formal reviews. Its process combines fundamental and technical analysis — the principal holds a Chartered Market Technician (CMT) designation — and generally emphasizes a long-term approach while permitting shorter-term trades for rebalancing or opportunistic adjustments.
Noteworthy features include a small client base relative to assets under management, producing a high assets-per-client profile within a solo-advisor structure that emphasizes direct client contact and discretion. The firm maintains an institutional relationship with a major custodian that provides technology and other economic benefits (disclosed as a potential conflict of interest), allows supervised persons to trade in the same securities as clients under a Code of Ethics, and does not take custody of client assets except for fee deduction authority.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
$0 - $2,000,000: 0.90% Over $2,000,000+: 0.75%
Fee-only: Investment advisory fees only, charged quarterly in advance based on assets under management.
Main office location
Augusta Capital LLC
Roanoke VA, United States
Number of offices
2
Most active in
Augusta Capital LLC has reported serving >5 clients in these states in the last 12 months.
Virginia · Wyoming
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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