Mobile, AL Springhill Business Pk Office
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Aull & Monroe
Team
Firm-wide stats for Aull & Monroe
About
Aull & Monroe provides discretionary investment management to individuals (including high‑net‑worth clients), retirement plans, charitable organizations and corporate entities. Services include individually tailored portfolio management, retirement plan consulting and fiduciary plan services (including 3(38) investment manager roles and non‑discretionary 3(21) advice), as well as participant education for self‑directed plans.
The firm’s investment approach is long‑term and oriented to balanced portfolios of high‑quality equities, investment‑grade bonds and a cash reserve, with the option to manage all‑stock or mutual fund/ETF portfolios; portfolios are custom‑built for each client and guided by Modern Portfolio Theory. Aull & Monroe emphasizes low portfolio turnover, diversification, and ongoing performance monitoring against modeled indices, and may include instruments such as MLPs where appropriate.
What distinguishes Aull & Monroe among similar team firms is its combination of an established, small partner‑led team managing over $323 million across roughly 180 client relationships, reflecting a relatively high assets‑per‑client focus and individualized service. The firm also documents formal ERISA fiduciary arrangements for plans (3(38) discretionary management), maintains a policy of voting proxies on clients’ behalf through a third‑party platform, and delivers detailed quarterly reports comparing performance to relevant benchmarks.
Based on Aull & Monroe
Expertise
Based on Aull & Monroe
Location
3605 Springhill Business Pk, Suite A
Mobile AL 36608
Advisors at this office
2
Advisors at this office
James A
Series 63
Mobile, AL
Aull & Monroe
James Aull is a financial advisor at Aull & Monroe with 33 years of industry experience. He has been with Aull & Monroe since 1989. In addition to his advisory role, he serves as Chief Financial Officer and Principal of Eagle Market Makers, Inc., a clearing member of the Chicago Board of Trade. Aull & Monroe provides discretionary investment management and retirement-plan advisory services to individuals, trusts, and plan sponsors. The firm manages approximately $329 million in discretionary assets using a long-term investment approach focused on balanced portfolios of high-quality equities and investment-grade bonds, tailored to each client’s objectives.
William M
Series 63, Series 65
Mobile, AL
Aull & Monroe
William Monroe is a financial advisor at Aull & Monroe with 33 years of industry experience. He has been with the firm since 1989. Monroe holds Series 63 and Series 65 designations. Aull & Monroe provides discretionary investment management and retirement-plan advisory services to individuals, trusts, and plan sponsors. The firm manages approximately $329 million in assets and employs a long-term investment approach centered on balanced portfolios tailored to client objectives.
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