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Aumakua Capital Management LLC

Updated today

Client assets under management

$3,270,287

Clients

8

63% high-net-worth

Advisors

2

of 2 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

4

Very Low

Average account size

$408,786

About

The firm provides investment advisory services to individual and institutional clients, including high‑net‑worth and other individual investors, and it also manages pooled investment vehicles and investment‑company type clients. As disclosed in its brochure, the firm reported roughly $7.36 million in assets under management as of year‑end, with about $1.23 million managed on a discretionary basis and approximately $6.13 million on a non‑discretionary basis.

Its investment process centers on publicly traded equities and related derivatives across domestic and foreign markets, and the firm may use short sales, margin and hedging techniques as appropriate. The firm selects all fund investments on behalf of pooled vehicles, provides quarterly and annual performance reporting to clients, and uses performance‑based fee arrangements for some discretionary accounts subject to high‑water mark treatment.

Distinctive features relative to peers include the firm’s management of pooled funds and investment‑company clients and the proportionally large non‑discretionary book of business, as well as relationships involving non‑U.S. entities (including an affiliation with a Hong Kong–based manager). The firm is small by scale, with two investment professionals and a limited number of clients, and senior personnel also maintain academic and nonprofit roles that the firm’s policies identify and address as potential sources of conflict or time allocation considerations.

Client services

Portfolio management

Expertise

Active portfolio management Options & derivatives strategies Concentrated stock management Private / alternative investments

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Fee options

Performance-based

20% of capital appreciation (realized and unrealized gains and losses) annually or at termination

Other

Account minimum: $100,000

Main office location

Aumakua Capital Management LLC

Albany OR, United States

Number of offices

2

Most active in

Hawaii · Oregon

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Quick links

Advisors at this firm

user avatar

Scott H

Series 65

Albany, OR

Aumakua Capital Management LLC

Scott Huan is a financial advisor at Aumakua Capital Management LLC with 11 years of industry experience. He holds a Series 65 designation and has worked concurrently since 2015 as Director of Market Analysis and Forecasting for Koninklijke Philips N.V., a multinational conglomerate specializing in consumer retail and medical devices. In this role, he analyzes and forecasts market conditions for various business segments. Aumakua Capital Management provides investment advisory services to individual and institutional clients, including high-net-worth individuals, and manages pooled investment vehicles and investment-company type clients. The firm focuses on publicly traded equities and related derivatives across domestic and foreign markets, employing techniques such as short sales, margin, and hedging when appropriate.

Active portfolio management Options & derivatives strategies Concentrated stock management Private / alternative investments
user avatar

Jonathan L

CFA®

Albany, OR

Aumakua Capital Management LLC

Jonathan Leong is a CFA® charterholder and a principal at Aumakua Capital Management LLC with over 11 years of industry experience. He has been affiliated with Aumakua since 2012 and serves as an instructor and program development coordinator at Oregon State University, where he teaches undergraduate and graduate finance courses. Leong also holds adjunct teaching roles at Claremont Graduate University and serves on the boards of Cascadia Wildlands and the Portland Alternative Investment Association. Aumakua Capital Management provides investment advisory services to individual and institutional clients, including high-net-worth investors and pooled investment vehicles. The firm focuses on publicly traded equities and related derivatives across domestic and international markets, utilizing strategies such as short sales, margin, and hedging, with a notable emphasis on managing both discretionary and non-discretionary assets.

Active portfolio management Options & derivatives strategies Concentrated stock management Private / alternative investments
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