Aumakua Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$3,270,287
Clients
8
Advisors
2
of 2 employees
About
The firm provides investment advisory services to individual and institutional clients, including high‑net‑worth and other individual investors, and it also manages pooled investment vehicles and investment‑company type clients. As disclosed in its brochure, the firm reported roughly $7.36 million in assets under management as of year‑end, with about $1.23 million managed on a discretionary basis and approximately $6.13 million on a non‑discretionary basis.
Its investment process centers on publicly traded equities and related derivatives across domestic and foreign markets, and the firm may use short sales, margin and hedging techniques as appropriate. The firm selects all fund investments on behalf of pooled vehicles, provides quarterly and annual performance reporting to clients, and uses performance‑based fee arrangements for some discretionary accounts subject to high‑water mark treatment.
Distinctive features relative to peers include the firm’s management of pooled funds and investment‑company clients and the proportionally large non‑discretionary book of business, as well as relationships involving non‑U.S. entities (including an affiliation with a Hong Kong–based manager). The firm is small by scale, with two investment professionals and a limited number of clients, and senior personnel also maintain academic and nonprofit roles that the firm’s policies identify and address as potential sources of conflict or time allocation considerations.
Client services
Expertise
Fee options
20% of capital appreciation (realized and unrealized gains and losses) annually or at termination
Account minimum: $100,000
Main office
Albany OR
Advisors at this office
2
Most active in
Hawaii · Oregon
Also doing business as
Aumakua Capital Management LLC · Aumakua Capital Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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