Aura Investments LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Aura Investments LLC offers discretionary portfolio management to individuals (including high net worth individuals) and to corporate clients, providing advice primarily on ETFs, equity securities, fixed income, and managed fixed income. The firm is newly registered and currently reports no assets under management.
The firm's investment process combines technical and fundamental methods — such as charting, technical and cyclical analysis, and modern portfolio theory — and employs both long- and short-term strategies; it may also use options, derivatives, structured products, and private placements when appropriate. Aura uses artificial intelligence tools to support investment research and portfolio modeling, with human investment professionals retaining final decision authority and oversight.
Notably, Aura is affiliated with Aura ETFs Inc., a sponsor and operator of exchange-traded funds, and discloses specific procedures to address the conflicts that affiliation can create, including excluding affiliated ETF assets from its AUM calculations and conducting formal due diligence when evaluating ETFs. The firm also discloses that it has entered into at least one performance-based fee arrangement and maintains senior-level review and allocation policies to mitigate conflicts associated with such arrangements.
Client services
Expertise
Fee options
Fixed fee up to $250,000 annually, payable quarterly in arrears.
20% of excess return relative to cash benchmark, in addition to fixed fee.
Minimum fee: Fixed fee up to $250,000 annually, payable quarterly in arrears.
Main office
New York NY
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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