Ausdal Financial Partners, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$3,630,271,114
Clients
16,436
Advisors
183
across 95 offices
About
Ausdal Financial Partners serves individuals (including high‑net‑worth clients), trusts, estates, retirement plans, and business entities, overseeing roughly $3.73 billion for more than 16,000 clients through a large network of investment advisor representatives. The firm offers a broad set of services — advisor‑managed accounts (AMP), separately managed accounts (SMA), unified managed accounts (UMA), access to third‑party managers and TAMPs, retirement‑plan advisory, and financial planning — and also facilitates purchases of brokerage and insurance products.
Investment strategies are developed at the IAR level and tailored to each client’s objectives, risk tolerance, liquidity needs, and time horizon, with accounts managed on either a discretionary or non‑discretionary basis and available in wrap and non‑wrap formats. AFP uses multiple custodians (including Pershing, Charles Schwab & Co., and Axos), permits reasonable client‑imposed investment restrictions, and routinely integrates third‑party money managers and model portfolios into client solutions.
AFP’s brochure highlights several features that distinguish it from many multi‑team advisers: it remains dually registered as both a Securities and Exchange Commission‑registered investment adviser and a FINRA‑member broker‑dealer and continues to effect commissionable securities and insurance transactions, with Pershing serving as its clearing broker. The firm discloses revenue‑sharing and cash‑sweep arrangements (e.g., FundVest participation), brokerage‑related fees, and recruiting/transition support for IARs — including forgivable and no‑interest loans — all of which the firm identifies as potential conflicts of interest in its Form ADV disclosures.
Client services
Expertise
Occupation focus
Fee options
Financial Planning Services fees negotiated case-by-case; maximum prepaid amount $1,200.
$0+: Negotiable, maximum annual fee not to exceed 3% All - All: Retirement Plan Advisory Program maximum annual fee 3%, fees may be fixed percentage or tiered, disclosed prior to service
Brokerage commissions, asset-based sales charges, service fees such as 12b-1 Fees, insurance commissions on sales of insurance products and annuities, separate from advisory fees.
Financial Planning fees may include hourly rates negotiated on a case-by-case basis.
Fee-only: Negotiated asset-based advisory fees, maximum 3% annually, billed monthly or quarterly, can be flat or tiered; Financial Planning fees negotiated per client, cannot exceed $1,200 prepaid more than six months in advance.
Main office
See office5187 Utica Ridge Road
Davenport IA 52807
Advisors at this office
3
Offices (95)
Downers Grove, IL Lacey Road
3250 Lacey Road Suite 130, Downers Grove, IL 60515
50 advisors
Canfield, OH
43 N. Broad Street, Canfield, OH 44406
9 advisors
Arlington Heights, IL
Arlington Heights, IL
4 advisors
Boca Raton, FL
6751 N Federal Hwy, Suite 302, Boca Raton, FL 33487
4 advisors
Osage Beach, MO
5886 Osage Beach Parkway, Suite C, Osage Beach, MO 65065
4 advisors
Most active in
Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin
Also doing business as
1 St Insurance Agency · Alberts Wealth Advisors, LLC · American Ira Advisor · Aperature Wealth Partners · Arblaster Consulting · Armour Capital, LLC · Ausdal Financial Partners, Inc. · B & N Financial · Batliner And Associates · Bch Wealth Management · Berman Capital Management And Research · Beverly Curmanskie Financial, LLC · Big Timber Wealth Management · Burgoyne Wealth Management · C&C Asset Management · Capital Business Strategies · Carr Wealth Management · Chicago Financial Advisors · Choices Financial Services · Clarity Group Midwest · Cobrity Financial · Cornerstone Asset Management Group, LLC · Cross Walk Wealth Management · Daniels, Alexander & Daniels · Davis Wealth Advisors · Dean Johnson Advisory · Denim And Diamonds Financial Solutions · Dennis A. Lipoff, Ph.D & Associates, Ltd · Dowling Legacy And Retirement · Durment Financial Planning · Ellefson And Associates · Engel Wealth Management · Farley Financial · Fettig & Associates · Financial Matters Group · First Gen Planning · Fisch Financial, LLC · Floyd Financial Services, Inc. · Fox Valley Financial · Freedom Financial Group · Frolicstein Financial Wealth Management · Fromm Investment Management · Gilbertsen Financial Group · Golden Ivy Associates · Golden Triangle Financial · Grand Glaize Wealth · Granite Investment Service · Greenway Advisors · Guilliatt And Associates · Hall Financial Partners · Hanson Financial · Heritage Partners · Hinsdale Capital Investments · Homer Financial Inc · Indiano & Company Cpa's Inc · Infinity Consultants Inc. · Infinity Tax And Financial, LLC · Insignia Wealth Management · Integrity Financial Strategies · Intervest International Equities Corporation · Intervest International, Inc. · J.R. Dewitt Insurance · Jankowski Financial Services · Jml The Lancaster Co · Joan K. Johnson Financial · Julian Financial Group · Karstenson Financial Services · Kentwood Holdings, Inc · Kmetz Financial · Krm Financial Services · Kvasnicka & Kneip · Leonard Digate Income Planning · Lichtfuss Financial Services · M. Brown Financial Advisors · Mbc Insurance Group · Mccausland Group · Mclemore Financial · Minner & Company, P.C. · Mint Hill Wealth · Mission Critical Fpi · Neston Wealth Management · Newman & Associates · Niedermeier Agency · Ocean Crest Wealth Management · Passport Wealth Management · Paxton Financial Services · Pinnacle Wealth Management · Praxis Capital And Investment Management · Prism Financial Group, Ltd. · Q C Secure Solutions · R Axis · Retirewell Usa · Riverstone Asset Management · Robert B. Ausdal & Co. Inc. · Roger O. Anderson, Cpa · Russell Wealth Group · Safe Harbor Retirement Consultants · Saltiel Wealth Management · San Diego Financial · Sbs Star · Schmidt Wealth Management · Schneider Consultants · Seabreeze Wealth Management · Semrau Wealth Strategies · Shamrock Financial Planning · Silver Birch Capital Advisors · Slj Financial · Smith Ins & Financial · Sterling Financial Advisory Services · Stewart Wealth Advisors · Strategic Financial Planning · Strauts Capital Management · T/V Brokerage, Inc. · Team Private Wealth · The Cf Partners · The Lancaster Company · The Mccausland Group · The Only Cornerstone · The Serpe Insurance Agency · The Wenstrup Company · Thomas G. Schaefer & Associates · Timberland Financial Group · Tj Sullivan & Company · Tk Financial · Tower Financial Management Company · Waterseed Wealth Management · Wealth Advisors Financial Group · Wealth Advisors Financial Group, Inc · Wealth Qc · Wenger Financial Group · Willy Miranda · Wilson Capital Management · Wilson Wealth Management · Wpf Wealth Management
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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