Ausdal Financial Partners, Inc. logo

Ausdal Financial Partners, Inc.

Updated today

Client AUM

$3,630,271,114

Clients

16,436

Advisors

183

across 95 offices

About

Ausdal Financial Partners serves individuals (including high‑net‑worth clients), trusts, estates, retirement plans, and business entities, overseeing roughly $3.73 billion for more than 16,000 clients through a large network of investment advisor representatives. The firm offers a broad set of services — advisor‑managed accounts (AMP), separately managed accounts (SMA), unified managed accounts (UMA), access to third‑party managers and TAMPs, retirement‑plan advisory, and financial planning — and also facilitates purchases of brokerage and insurance products.

Investment strategies are developed at the IAR level and tailored to each client’s objectives, risk tolerance, liquidity needs, and time horizon, with accounts managed on either a discretionary or non‑discretionary basis and available in wrap and non‑wrap formats. AFP uses multiple custodians (including Pershing, Charles Schwab & Co., and Axos), permits reasonable client‑imposed investment restrictions, and routinely integrates third‑party money managers and model portfolios into client solutions.

AFP’s brochure highlights several features that distinguish it from many multi‑team advisers: it remains dually registered as both a Securities and Exchange Commission‑registered investment adviser and a FINRA‑member broker‑dealer and continues to effect commissionable securities and insurance transactions, with Pershing serving as its clearing broker. The firm discloses revenue‑sharing and cash‑sweep arrangements (e.g., FundVest participation), brokerage‑related fees, and recruiting/transition support for IARs — including forgivable and no‑interest loans — all of which the firm identifies as potential conflicts of interest in its Form ADV disclosures.

Client services

Financial planning Portfolio management Selection of other advisers Advice on uma platforms

Expertise

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy

Occupation focus

Founder/Business Owner Retired

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Fee options

Fixed

Financial Planning Services fees negotiated case-by-case; maximum prepaid amount $1,200.

Percentage

$0+: Negotiable, maximum annual fee not to exceed 3% All - All: Retirement Plan Advisory Program maximum annual fee 3%, fees may be fixed percentage or tiered, disclosed prior to service

Commissions

Brokerage commissions, asset-based sales charges, service fees such as 12b-1 Fees, insurance commissions on sales of insurance products and annuities, separate from advisory fees.

Project-based

Financial Planning fees may include hourly rates negotiated on a case-by-case basis.

Other

Fee-only: Negotiated asset-based advisory fees, maximum 3% annually, billed monthly or quarterly, can be flat or tiered; Financial Planning fees negotiated per client, cannot exceed $1,200 prepaid more than six months in advance.

Main office

See office

5187 Utica Ridge Road

Davenport IA 52807

Advisors at this office

3

Most active in

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin

Also doing business as

1 St Insurance Agency · Alberts Wealth Advisors, LLC · American Ira Advisor · Aperature Wealth Partners · Arblaster Consulting · Armour Capital, LLC · Ausdal Financial Partners, Inc. · B & N Financial · Batliner And Associates · Bch Wealth Management · Berman Capital Management And Research · Beverly Curmanskie Financial, LLC · Big Timber Wealth Management · Burgoyne Wealth Management · C&C Asset Management · Capital Business Strategies · Carr Wealth Management · Chicago Financial Advisors · Choices Financial Services · Clarity Group Midwest · Cobrity Financial · Cornerstone Asset Management Group, LLC · Cross Walk Wealth Management · Daniels, Alexander & Daniels · Davis Wealth Advisors · Dean Johnson Advisory · Denim And Diamonds Financial Solutions · Dennis A. Lipoff, Ph.D & Associates, Ltd · Dowling Legacy And Retirement · Durment Financial Planning · Ellefson And Associates · Engel Wealth Management · Farley Financial · Fettig & Associates · Financial Matters Group · First Gen Planning · Fisch Financial, LLC · Floyd Financial Services, Inc. · Fox Valley Financial · Freedom Financial Group · Frolicstein Financial Wealth Management · Fromm Investment Management · Gilbertsen Financial Group · Golden Ivy Associates · Golden Triangle Financial · Grand Glaize Wealth · Granite Investment Service · Greenway Advisors · Guilliatt And Associates · Hall Financial Partners · Hanson Financial · Heritage Partners · Hinsdale Capital Investments · Homer Financial Inc · Indiano & Company Cpa's Inc · Infinity Consultants Inc. · Infinity Tax And Financial, LLC · Insignia Wealth Management · Integrity Financial Strategies · Intervest International Equities Corporation · Intervest International, Inc. · J.R. Dewitt Insurance · Jankowski Financial Services · Jml The Lancaster Co · Joan K. Johnson Financial · Julian Financial Group · Karstenson Financial Services · Kentwood Holdings, Inc · Kmetz Financial · Krm Financial Services · Kvasnicka & Kneip · Leonard Digate Income Planning · Lichtfuss Financial Services · M. Brown Financial Advisors · Mbc Insurance Group · Mccausland Group · Mclemore Financial · Minner & Company, P.C. · Mint Hill Wealth · Mission Critical Fpi · Neston Wealth Management · Newman & Associates · Niedermeier Agency · Ocean Crest Wealth Management · Passport Wealth Management · Paxton Financial Services · Pinnacle Wealth Management · Praxis Capital And Investment Management · Prism Financial Group, Ltd. · Q C Secure Solutions · R Axis · Retirewell Usa · Riverstone Asset Management · Robert B. Ausdal & Co. Inc. · Roger O. Anderson, Cpa · Russell Wealth Group · Safe Harbor Retirement Consultants · Saltiel Wealth Management · San Diego Financial · Sbs Star · Schmidt Wealth Management · Schneider Consultants · Seabreeze Wealth Management · Semrau Wealth Strategies · Shamrock Financial Planning · Silver Birch Capital Advisors · Slj Financial · Smith Ins & Financial · Sterling Financial Advisory Services · Stewart Wealth Advisors · Strategic Financial Planning · Strauts Capital Management · T/V Brokerage, Inc. · Team Private Wealth · The Cf Partners · The Lancaster Company · The Mccausland Group · The Only Cornerstone · The Serpe Insurance Agency · The Wenstrup Company · Thomas G. Schaefer & Associates · Timberland Financial Group · Tj Sullivan & Company · Tk Financial · Tower Financial Management Company · Waterseed Wealth Management · Wealth Advisors Financial Group · Wealth Advisors Financial Group, Inc · Wealth Qc · Wenger Financial Group · Willy Miranda · Wilson Capital Management · Wilson Wealth Management · Wpf Wealth Management

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Michele S

Series 66

Downers Grove, IL

Ausdal Financial Partners, Inc.

Michele Strauts is a financial advisor with Ausdal Financial Partners, Inc. in Park Ridge, IL, holding a Series 66 designation and 22 years of industry experience. She has been with Ausdal Financial Partners since 2010. Outside of her advisory work, Michele is an online influencer focusing on interior design, seasonal decor, and table setting. Ausdal Financial Partners is an SEC-registered investment adviser and FINRA-member broker-dealer managing approximately $2.13 billion in client assets through a network of 152 advisors. The firm offers investment advisory programs, retirement plan services, and financial planning to individuals, trusts, corporations, pension plans, and charitable organizations, utilizing both discretionary and non-discretionary strategies across a wide range of investment products.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Retired
user avatar

Phillip H

Series 63, Series 65

Port Byron, IL

Ausdal Financial Partners, Inc.

Phillip Hugart is a financial advisor with Ausdal Financial Partners, Inc., holding Series 63 and Series 65 credentials and bringing 42 years of industry experience. He has been associated with Transamerica Occidental since 1985. Outside of his advisory role, he owns and operates Team Insurance in Port Byron, IL, where he sells life and health insurance and fixed annuities. Ausdal Financial Partners is an SEC-registered investment adviser and FINRA-member broker-dealer managing approximately $2.13 billion in client assets. The firm serves individuals, trusts, corporations, pension plans, and charitable organizations, offering a range of advisory programs, retirement plan services, and brokerage and insurance products.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Retired
user avatar

Brian N

Series 65, Series 66

Greenwood, IN

Ausdal Financial Partners, Inc.

Brian Napier is a financial advisor with Ausdal Financial Partners, Inc. in Greenwood, Indiana, holding Series 65 and Series 66 credentials and bringing 22 years of industry experience. He has been with Ausdal Financial Partners since 2013. Outside of his advisory role, he is also licensed as an insurance agent with Silver Birch Capital, dedicating approximately one hour per month to the sale of insurance products. Ausdal Financial Partners is an SEC-registered investment adviser and FINRA-member broker-dealer managing over $2 billion in client assets through a network of about 152 advisors. The firm offers investment advisory programs, retirement plan services, and financial planning to individuals, trusts, corporations, pension plans, and charitable organizations, utilizing a range of investment strategies and custodial platforms.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Retired
user avatar

Juan B

Series 63, Series 65

Dade City, FL

Ausdal Financial Partners, Inc.

Juan Benedeti is a financial advisor at Ausdal Financial Partners, Inc. with 31 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at American Portfolios for 17 years. Benedeti is also president of All Benefits Group Inc., an insurance sales business he has operated since 1998, and is involved with Passport Wealth Management, focusing on insurance and securities. Ausdal Financial Partners is an SEC-registered investment adviser and FINRA-member broker-dealer managing approximately $2.13 billion in client assets through a network of 152 advisors. The firm offers investment advisory programs, retirement plan services, and financial planning to individuals, trusts, corporations, pension plans, and charitable organizations, combining brokerage and insurance services with a variety of portfolio management options.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Retired
user avatar

William B

ChFC®, Series 66, Series 63

Downers Grove, IL

Ausdal Financial Partners, Inc.

William Boscow is a ChFC® credentialed financial advisor with 25 years of industry experience, currently with Ausdal Financial Partners, Inc. in Downers Grove, IL. His career includes roles at several firms such as Purshe Kaplan Sterling Investments and Arete Wealth Management LLC. Outside of advisory work, he serves on the board of the University of ND Alumni Club, leading its community service committee, and works as an insurance producer with limited hours devoted to that activity. Ausdal Financial Partners serves individuals, trusts, estates, retirement plans, and business entities, managing approximately $3.73 billion across over 16,000 clients. The firm offers a wide range of services, including advisor-managed, separately managed, and unified managed accounts, and implements investment strategies tailored to clients’ objectives and risk tolerances through a multi-custodian platform.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Retired
user avatar

Mark L

Series 63, Series 66

Coon Rapids, MN

Ausdal Financial Partners, Inc.

Mark Lea is a financial advisor at Ausdal Financial Partners, Inc. with 32 years of industry experience. He holds the Series 63 and Series 66 designations and has worked at American Portfolios, OSAIC, and Osaic Advisory Services. In addition to his advisory roles, he owns and operates The Tractor Works, a seasonal mowing business. Ausdal Financial Partners is an SEC-registered investment adviser and FINRA-member broker-dealer managing approximately $2.13 billion in client assets through a network of 152 advisors. The firm offers investment advisory programs, retirement plan services, and financial planning to individuals, trusts, corporations, pension plans, and charitable organizations, employing a range of strategies including mutual funds, ETFs, equities, fixed income, and alternative products.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Retired
user avatar

John M

Series 66

Canfield, OH

Ausdal Financial Partners, Inc.

John Morvay is a financial advisor at Ausdal Financial Partners, Inc. with 35 years of industry experience. He holds the Series 66 designation and has worked at Ausdal Financial Partners since 2025, following prior roles at OSAIC and American Portfolios. Outside of his advisory work, he owns and operates Morvay Insurance Group and serves as an adjunct professor of economics at Walsh University. Additionally, he is a member of the board of directors for Sand Dunes Shores Resort. Ausdal Financial Partners is an SEC-registered investment adviser and FINRA-member broker-dealer managing approximately $2.13 billion in client assets through a network of around 152 advisors. The firm offers investment advisory programs, retirement plan services, and financial planning to a diverse client base, including individuals, trusts, corporations, pension plans, and charitable organizations, with a range of portfolio options and custodial services.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Retired
user avatar

Gerhard A

ChFC®, Series 63

Downers Grove, IL

Ausdal Financial Partners, Inc.

Gerhard Axen is a financial advisor with Ausdal Financial Partners, Inc., holding the ChFC® designation and Series 63 license, and has 40 years of industry experience. He has been with Ausdal Financial Partners since 2008 and has also operated as a self-employed advisor since 1996. Outside of advisory services, he is a managing partner at Timberland Financial, an insurance sales business specializing in life, health, disability, and group insurance. Ausdal Financial Partners is an SEC-registered investment adviser and FINRA-member broker-dealer managing approximately $2.13 billion in client assets through a network of 152 advisors. The firm provides investment advisory programs, retirement plan services, and financial planning to individuals, trusts, corporations, pension plans, and charitable organizations, offering a range of discretionary and non-discretionary investment solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Retired
user avatar

Paul M

CFP®, Series 63, Series 65

Colorado Springs, CO

Ausdal Financial Partners, Inc.

Paul Mclemore is a CFP® professional with 27 years of experience in financial advisory roles. He is currently with HFG Advisors, a firm he has been associated with since 2005, and has previously worked at Ausdal Financial Partners, Intervest International Equities Corp, United Planners' Financial Services, and Heartland Financial Consultants. Outside of finance, he is a jazz piano instructor through his business, Mclemore Piano. HFG Advisors provides financial planning, consulting, and portfolio management services to individuals, businesses, and retirement plans, with a focus on non-discretionary advice and collaboration with third-party money managers and sub-advisors. The firm is also involved in financial education through the Heartland Institute of Financial Education.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Retired
user avatar

Travis S

CFP®, Series 66

Arlington Heights, IL

Ausdal Financial Partners, Inc.

Travis Smyczynski is a CFP® and Series 66 holder with 10 years of industry experience. He has worked at Ausdal Financial Partners, Inc. since 2018 and previously spent three years with Axa Advisors, LLC. Smyczynski is also involved in independent insurance sales on a part-time basis. Ausdal Financial Partners serves individuals, trusts, estates, retirement plans, and business entities, managing approximately $3.73 billion for over 16,000 clients. The firm offers a range of investment advisory and financial planning services, tailoring strategies to client objectives and utilizing multiple custodians and third-party managers.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Retired
user avatar

Jeffrey H

Series 63

Wildwood, FL

Ausdal Financial Partners, Inc.

Jeffrey Hartfield is a financial advisor with Ausdal Financial Partners, Inc. in Wildwood, FL, holding a Series 63 designation and over 30 years of industry experience. His prior roles include positions at Cambridge Investment Research Advisors and self-employment since 2018. Outside of advisory work, he is CEO of JSB Ventures, a ranch and rodeo business in Charlestown, IN. Ausdal Financial Partners serves individuals, trusts, corporations, pension plans, and charitable organizations with investment advisory programs, retirement plan services, and financial planning. The firm offers a range of investment strategies through both discretionary and non-discretionary accounts, combining in-house and third-party management with brokerage and insurance services.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Retired
user avatar

John W

ChFC®, Series 63

Milford, OH

Ausdal Financial Partners, Inc.

John Wenstrup is a financial advisor with Ausdal Financial Partners, Inc., holding the ChFC® and Series 63 designations and bringing 41 years of industry experience. He has operated The Wenstrup Company since 2003. Outside of his advisory work, he performs as a special character through March Forth Productions, LLC, and engages in light handyman repairs for small businesses and homeowners. Ausdal Financial Partners is an SEC-registered investment adviser and FINRA-member broker-dealer managing approximately $2.13 billion in client assets through a team of 152 advisors. The firm offers investment advisory programs, retirement plan services, and financial planning to individuals, trusts, corporations, pension plans, and charitable organizations, delivering strategies through a range of discretionary and non-discretionary accounts with access to multiple custodians and diverse investment options.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Retired
user avatar

Erica S

CFP®, Series 63, Series 65

North Palm Beach, FL

Ausdal Financial Partners, Inc.

Erica Smith is a CFP®-certified financial advisor with 10 years of industry experience, currently with Ausdal Financial Partners, Inc. in North Palm Beach, FL. Her prior experience includes nearly a decade at American Portfolios Financial Services, Inc. She is also a co-owner of an independent insurance agency, Financial Insurance Group of the Palm Beaches, where she primarily refers clients to other agents. Ausdal Financial Partners is an SEC-registered investment adviser and FINRA-member broker-dealer managing approximately $2.13 billion in assets through a network of 152 advisors. The firm offers investment advisory programs, retirement plan services, and financial planning to a diverse client base, including individuals, trusts, corporations, pension plans, and charitable organizations, utilizing a range of investment strategies and custodial platforms.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Retired
user avatar

Tami H

Series 65

Davenport, IA

Ausdal Financial Partners, Inc.

Tami Hurd is a financial advisor with Ausdal Financial Partners, Inc., holding a Series 65 credential and 14 years of industry experience. She has been with Ausdal Financial Partners since 2009. Outside of her advisory role, she is a co-owner of Red Bird Distributing, LLC, a wholesale food vendor in Bettendorf, Iowa, where she assists with bookkeeping and merchandising. Ausdal Financial Partners is an SEC-registered investment adviser and FINRA-member broker-dealer managing approximately $2.13 billion in client assets through a network of 152 advisors. The firm offers investment advisory programs, retirement plan services, and financial planning to individuals, trusts, corporations, pension plans, and charitable organizations, utilizing a range of investment strategies and custodial services.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Retired
user avatar

William K

Series 63, Series 65

Palatine, IL

Ausdal Financial Partners, Inc.

William Karstenson Jr. is a financial advisor with Ausdal Financial Partners, Inc. in Arlington Heights, IL, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. He has been with Ausdal since 2010 and has operated Karstenson Financial Services since 1997. Outside of his advisory work, Karstenson serves as a permanent deacon for the Archdiocese of Chicago, performing liturgical and ministerial duties. Ausdal Financial Partners is an SEC-registered investment adviser and FINRA-member broker-dealer managing approximately $2.13 billion in client assets through a network of 152 advisors. The firm offers investment advisory programs, retirement plan services, and financial planning to individuals, trusts, corporations, pension plans, and charitable organizations, utilizing a range of discretionary and non-discretionary investment strategies across various asset classes.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Retired
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