Auspicious Financial Planning, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Auspicious Financial Planning provides discretionary investment management and financial planning to individuals, high-net-worth clients, trusts, estates, charitable organizations, and business entities. The firm offers a Wrap Comprehensive Portfolio Management service and discloses $277.96 million in regulatory assets under management.
The firm operates under a stated fiduciary duty and delivers individualized advice with at least annual account reviews and the ability for clients to place reasonable investment restrictions. Its investment approach mixes fundamental, technical and cyclical/charting analysis and uses ETFs, mutual funds and equities across long-term, short-term and active trading strategies as appropriate to client objectives.
Distinctive features include an unusually large asset base and client roster relative to the advisory team size, a configuration that is uncommon among similar supported firms. The firm also sponsors its own wrap fee program and maintains a recommended custody relationship with Schwab, through which it receives institutional support services that inform its operations.
Client services
Expertise
Fee options
0.20% to 0.80% annually, negotiable
Main office
2603 Camino Ramon, Suite 200
San Ramon CA 94583
Advisors at this office
1
Most active in
California · Florida · New York · Pennsylvania · Texas · Washington
Also doing business as
Auspicious Financial Planning · Auspicious Financial Planning, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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