Austec Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Austec Wealth Management provides financial planning and portfolio management to individuals (including business owners, retirees, and executives) and to business entities. It manages approximately $2.85 million for a very small client base, with nearly all assets managed on a discretionary basis.
The firm emphasizes diversified asset-allocation implemented primarily with mutual funds and exchange-traded funds, and it documents client objectives in Investment Policy Statements when requested. Its primary strategy adjusts equity exposure using secular market indicators (referencing Robert Shiller measures and S&P 500 valuation/movement) and may incorporate commodity ETFs, ETNs, or subadvisors in select allocations.
As a single-advisor firm, Austec discloses that the principal also operates related businesses (Austec Capital and Austec Business Transitions) and receives compensation from those activities, which the brochure notes could create potential conflicts of interest. The firm also discloses receipt of research and other noncash benefits from custodians and directs clients to custodial account statements rather than providing standalone written quarterly performance reports.
Client services
Expertise
Occupation focus
Fee options
Fixed fees or hourly fees may be charged for services beyond standard engagement, such as estate administration or extensive tax documentation.
$0 - $1,000,000: 1.10% $1,000,001 - $2,500,000: 1.00% $2,500,001 - $5,000,000: 0.95% $5,000,001 - $10,000,000: 0.90% Above $10,000,000+: Negotiable
Financial planning and hourly planning services at $150/hour; fees range from $500 minimum to $12,700 maximum.
Account minimum: $200,000 Minimum fee: Annual minimum fee of $2,000, not to exceed 2% of assets under management, covering services up to a recommended minimum of $200,000 in assets; may be waived or reduced at the firm's sole discretion. Fee-only: Yes, all compensation is from client fees only; no compensation from commissions or sales of securities.
Main office
Stratton CO
Advisors at this office
1
Most active in
Colorado · Texas
Also doing business as
Austec Wealth Management · Austec Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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