Austin Creek Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Austin Creek Capital provides investment management and financial planning to individuals, high‑net‑worth clients, and corporations or other businesses. The firm reports about $7.5 million in discretionary assets under management across roughly 23 client relationships.
The firm’s investment approach is grounded in Modern Portfolio Theory and primarily uses passive strategies—index mutual funds and exchange‑traded funds—to build diversified, asset‑class‑based portfolios tailored to each client’s objectives and risk tolerance. Financial planning ranges from single engagements to an ongoing comprehensive planning service that includes annual plan reviews, implementation support, and periodic check‑ins.
What is distinctive for a firm of this size is the explicit engagement with corporate and business clients, including business planning and employee benefits optimization, an offering that is less common among independent advisors. The firm emphasizes integrated planning and portfolio management for these business clients and coordinates implementation through recommended custodial platforms and routine reporting.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% $1,000,001 - $5,000,000: 0.85% $5,000,001+: 0.75%
Ongoing Comprehensive Financial Planning: one-time upfront charge $1,500 to $3,000 plus monthly fee $300 to $3,000. Investment Management available at flat 0.50% AUM fee for clients enrolled in Ongoing Comprehensive Financial Planning (fee negotiable and prorated).
Account minimum: $750,000 Minimum fee: Minimum annual fee of $7,500 for Investment Management Services, may be reduced or waived at firm's discretion.
Main office
Mill Valley CA
Advisors at this office
1
Most active in
California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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