Austin Financial Strategies, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Austin Financial Strategies is a small, independent registered investment adviser that serves individual clients, retirement plans and business entities through discretionary portfolio management and financial planning. The firm provides managed brokerage accounts, model-based asset allocation strategies, self-directed retirement plan management, and third‑party variable annuity management in addition to comprehensive and modular financial planning services.
The firm implements a blend of asset allocation, fundamental and technical analysis and uses Morningstar-based model portfolios across mutual fund, ETF and individual-equity strategies, offering both active (daily or as‑needed) and passive (quarterly) management approaches. Accounts are generally managed on a discretionary basis, with periodic rebalancing and the ability to accommodate client-imposed restrictions or staged capital-gains management.
Noteworthy for a solo independent adviser, the firm’s principal is also a licensed life and health insurance agent and holds insurer appointments; the firm may recommend insurance and annuity products and receive separate commissions for those sales, a potential conflict disclosed to clients. The firm also highlights services that are less common among peers—such as explicit third‑party variable annuity management and a range of modular planning offerings (including Medicaid and business planning)—and notes clients are not required to purchase recommended insurance through the firm.
Client services
Expertise
Fee options
Financial planning services fees range from $150 to $20,000 depending on service type; comprehensive plans range from $700 to $20,000.
$50,000 - $499,000: 1.50% - 2.00% $500,000 - $999,000: 1.25% - 1.75% $1,000,000+: 1.00% - 1.50%
Insurance products recommended by owner are commission-based but separate from advisory fees.
Up to $200/hour for specialty financial planning services.
Financial planning retainer fees range from $35 to $250 per month.
Account minimum: $10,000 Fee-only: Negotiable fees based on assets under management; example tiers provided but fees are negotiable.
Main office
5110 Commerce Square Dr, Suite G
Indianapolis IN 46237
Advisors at this office
1
Most active in
Indiana
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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