Autumn Branch Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Autumn Branch Capital, LLC is a fee-only registered investment adviser that offers wealth management and financial planning services to individuals, high-net-worth clients, and businesses. As disclosed in its initial ADV filing, the firm had not yet established client relationships or assets under management.
The firm provides portfolio management on both discretionary and non-discretionary bases and builds client portfolios using asset allocation, a combination of passive and active strategies, and fundamental and fund-level analysis; tax considerations and client-imposed investment restrictions are incorporated into its process. Financial planning is offered as a limited-scope, one-time engagement that results in a written plan addressing topics such as retirement, estate, cash flow, business planning, and insurance, with implementation generally the client’s responsibility.
Compared with many newly registered firms without active advisors, Autumn Branch emphasizes fixed-fee financial planning in addition to asset-based investment management and operates under a fee-only model, with the firm’s principal holding CFP® certification. The firm does not act as a private fund adviser, does not offer performance-based or wrap-fee programs, and recommends using an institutional custodian platform for custody and execution and access to related research and technology.
Client services
Expertise
Fee options
Fixed fee for Financial Planning ranging from $3,000 to $6,000
$0 - $2,000,000: 0.95% $2,000,001 - $5,000,000: 0.75% $5,000,001+: 0.55%
Account minimum: $350,000 Minimum fee: Minimum annual fee of $3,500 for Wealth Management services Fee-only: Fee-only firm; compensation solely from clients for services
Main office
Statesville NC
Advisors at this office
1
Most active in
North Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)