A
Auxius Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
0
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
The firm primarily manages a private pooled limited partnership for accredited and qualified investors and also provides separately managed account services and financial planning on an advisory basis, though its business is concentrated in the pooled vehicle rather than retail individual clients. Its services include investment management, portfolio selection, underwriting support and ongoing account review for pooled and SMA clients.
Investment decisions follow a flexible macro and opportunistic approach across a wide set of asset types, including public and private equities, depositary receipts, derivatives, ETFs, IPOs and certain private placements. Portfolio construction is informed by portfolio-level statistical analysis and proprietary strategies, and the adviser exercises discretionary authority for accounts where that authority is granted and conducts periodic reviews.
Notable distinctions include an affiliation with a licensed attorney who may offer legal services outside the adviser—an uncommon arrangement for this type of manager that the firm discloses and allows clients to accept or decline. The firm is small and centralized (a single registered adviser managing a pooled vehicle) and combines proprietary analytical tools with active use of instruments such as swap agreements, options and certain private-market investments, which differentiates it from many peers of similar size.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Private / alternative investments
Fee options
Partnership Performance Allocation of 20% of profits above a 7% hurdle rate, subject to high water mark and loss carryforward provisions, paid annually to General Partner (not Adviser) from Partnership.
Account minimum: $250,000 for Partnership Limited Partners and $5,000,000 for Discretionary SMA Clients (minimum $1,000,000 account balance after withdrawals for SMA Clients); Advisory SMA Clients have no stated minimum. Fee-only: SMA Advisory Fee approximately $100,000 annually for non-discretionary Advisory SMA Clients, payable quarterly.
Main office location
Auxius Capital Management, LLC
Houston TX, United States
Number of offices
1
Most active in
Auxius Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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