Avalon
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$31,442,447
Clients
41
37% high-net-worth
Advisors
1
of 3 employees
Firm type
Supported
1-4 advisors or >$200M in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
41
TypicalAverage account size
$766,889
About
Avalon is a small registered investment adviser serving individuals (including high‑net‑worth clients), as well as corporations, pension plans, and other institutional investors. The firm manages roughly $31.4 million in discretionary assets and provides discretionary portfolio management, comprehensive financial and retirement planning, estate and tax planning coordination, and model‑based investment solutions.
The firm emphasizes a rules‑based relative strength investment approach implemented through a broad suite of model portfolios that can include equities, fixed income, balanced allocations, options overlays, and dynamic hedging. Avalon begins client relationships with a comprehensive financial assessment, coordinates planning with clients’ tax and legal advisors, and uses quantitative tools (including Monte Carlo simulations and proprietary algorithms) to tailor portfolios to client objectives and risk tolerances.
Avalon is distinctive among peers for operating as a solo practitioner while publishing a free weekly market periodical (ADAPT WEEKLY) and presenting back‑tested performance results for certain models (for example, its 500Focus model). The brochure also discloses that the firm accepts performance‑based fee arrangements and offers a temporary performance‑only option for new qualified clients, maintains option‑centric “stock replacement” and synthetic models, and has an affiliation with a subscription‑based financial publisher.
Client services
Portfolio management
Newsletters or periodicals
Sub-advisory services
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Private / alternative investments
General retirement planning
Occupation focus
Executive
Founder/Business Owner
Fee options
Under certain circumstances a flat 1.50% fee of assets managed; sub-advisory fee of 0.30% - 0.50% of assets managed (client fees will not exceed 3% including sub-advisor fees).
$0 - $1,000,000: varies by model; see tiers below $1,000,000 - $3,000,000: varies by model; see tiers below $3,000,000 - $5,000,000: varies by model; see tiers below $5,000,000 - $10,000,000: varies by model; see tiers below $10,000,000+: varies by model; see tiers below
10% or 15% or 20% of net profits over benchmarks depending on model; rates include 15% performance fee over the 10-year Treasury for Model 5; 20% of appreciation for Model 14, 19, 23; 10% of net profits for Models 26A and 26B.
Free subscription service providing weekly market condition articles (ADAPT WEEKLY).
Account minimum: $1,000,000
Main office location
Avalon
980 North Federal Highway #110
Boca Raton FL 33432, United States
Number of offices
2
Most active in
Avalon has reported serving >5 clients in these states in the last 12 months.
Florida · Louisiana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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