Cerritos, CA Office
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Avant Garde Capital
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About
Avant‑Garde Capital provides discretionary investment management to high‑net‑worth individuals, trusts, family offices, retirement plans and charitable organizations, focusing on income‑generation strategies for qualified investors. The firm manages accounts individually (not pooled) and requires clients to meet the “qualified client” definition under Rule 205‑3, with a stated minimum account size.
AGC’s investment approach centers on two proprietary options strategies: a covered‑call program applied to stock portfolios and a credit‑spread program that can be implemented with cash without owning the underlying equities. Positions are selected using both fundamental and technical analysis and are executed in separately managed accounts, with ongoing supervision and daily client access to account activity; the firm notes the specific risks inherent in option trading.
Noteworthy features include compensation on a performance‑fee basis and the firm’s focus on qualified clients, a combination that is uncommon among peers. Avant‑Garde Capital operates at a relatively small scale and emphasizes individualized account management, monthly condensed reporting, and full transparency of holdings rather than pooled investment vehicles.
Based on Avant Garde Capital
Expertise
Based on Avant Garde Capital
Location
Cerritos CA
Advisors at this office
1
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