Avant-Garde Wealth
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Avant-Garde Wealth provides ongoing and hourly financial planning, investment management, and financial education through seminars and webinars. The brochure states the firm works with individuals (including high‑income and high‑net‑worth clients) as well as businesses and non‑profit organizations.
The firm’s investment approach is described as long‑term and research‑based, centering on index mutual funds and ETFs while constructing customized Investment Policy Statements for each client and exercising discretionary management with regular monitoring and at least annual reviews. Avant‑Garde Wealth also notes it may use a broader set of instruments when appropriate—bonds, REITs, private placements, and insurance products such as fixed or indexed annuities—while considering tax management and client risk profiles.
What is distinctive for a small independent adviser is the explicit emphasis on organizational clients and public education: the brochure lists businesses and non‑profits among client types and details a seminar/webinar offering. The firm also documents client policies in formal Investment Policy Statements, requires clients to use Charles Schwab Institutional for custody, and uses third‑party tools (AdvicePay) for fee collection, reflecting a structured, plan‑driven operating model that includes the capability to advise on less‑liquid or specialized holdings.
Client services
Expertise
Demographic focus
Fee options
$0 - $499,999.99: 0.95% $500,000 - $999,999.99: 0.85% $1,000,000 - $2,999,999.99: 0.75% $3,000,000 - $9,999,999.99: 0.65% $10,000,000+: 0.55%
Hourly financial planning services at $250 per hour, fees negotiable; seminars/webinars at $250 per hour
Account minimum: $150,000 Minimum fee: Minimum ongoing financial planning fee is $5,000 per year; maximum ongoing financial planning fee is $20,000 per year Fee-only: Ongoing financial planning fixed annual fees between $5,000 and $20,000; hourly financial planning at $250/hour; seminars/webinars at $250/hour
Main office
Smiths Grove KY
Advisors at this office
1
Most active in
California · Kentucky · Texas
Also doing business as
Avant Garde Wealth · Avant Garde Wealth, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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