Aventine Financial Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Aventine Financial Group is an SEC‑registered adviser that serves individuals, high‑net‑worth clients, trusts, estates, and retirement plans, offering comprehensive financial planning alongside discretionary and non‑discretionary investment management through tiered service offerings (Premium Financial Planning, Platinum Investment Advisory, and Private Wealth Management). The firm manages roughly $153 million for about 133 clients across a three‑advisor team and tailors financial plans and investment solutions to each client’s goals and circumstances.
The firm’s investment process combines fundamental and technical analysis and begins with a risk questionnaire and client profile worksheet to produce an Investment Policy Statement and one of four model allocations (income, conservative, moderate, growth). Portfolios are typically built using low‑cost mutual funds and ETFs but may include individual stocks, bonds, covered‑call and protective‑put option strategies, margin in limited circumstances, and—when appropriate—cryptocurrency exposure via Bitcoin ETFs; the approach is generally long‑term but allows shorter‑term trades as needed.
Noteworthy disclosures in the brochure include the firm’s use of client testimonials in advertising, a practice that is uncommon among peers, and its reliance on Charles Schwab as its sole custodian and Broadridge for proxy voting, arrangements the firm identifies as creating potential conflicts of interest. Aventine also provides a quarterly market report with personalized portfolio summaries to managed‑account clients and discloses limited custody arising from fee deductions and standing letters of authorization for a small number of households.
Client services
Expertise
Fee options
$3,850 flat fee for comprehensive financial plan
$425 per hour for financial planning services
Account minimum: $250,000 for Platinum Investment Advisory Services; $750,000 for Private Wealth Management Services; no minimum for Premium Financial Planning Services Fee-only: $425 per hour, or $3,850 flat fee for comprehensive financial plan (financial planning fees are negotiable)
Main office
See office4259 West Swamp Road, Suite 302
Doylestown PA 18902
Advisors at this office
2
Offices (2)
Most active in
Florida · New Jersey · New York · Pennsylvania · Texas
Also doing business as
Aventine Financial Group · Aventine Financial Group LLC · Aventine Financial Group, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Jeffrey R
CFP®, Series 63, Series 65, Series 66
Port Jefferson Station, NY
Aventine Financial Group
Jeffrey Roberto is a CFP® with 23 years of industry experience currently serving at Aventine Financial Group. His prior roles include positions at Signature One LLC, Fisher Investments, and Ameriprise Financial Services Inc., among others. Aventine Financial Group is an SEC-registered adviser serving individuals, high-net-worth clients, trusts, estates, and retirement plans. The firm offers comprehensive financial planning and investment management using a process that incorporates both fundamental and technical analysis tailored to client goals.
Frank F
CFP®
Doylestown, PA
Aventine Financial Group
Frank Fiumecaldo III is a CFP® professional with seven years of industry experience. He has worked at Aventine Financial Group since 2018 and previously spent six years at R.W. Roge & Company. Aventine Financial Group serves individuals, high-net-worth clients, trusts, estates, and retirement plans by providing comprehensive financial planning and investment management through tiered service offerings. The firm combines fundamental and technical analysis to create tailored investment strategies using low-cost mutual funds, ETFs, and other instruments.
Robert B
Series 65
Doylestown, PA
Aventine Financial Group
Robert Barth is a financial advisor with Aventine Financial Group, holding a Series 65 designation and three years of industry experience. Prior to joining Aventine in 2022, he worked for RSM US LLP for six years. Aventine Financial Group is an SEC-registered adviser serving individuals, high-net-worth clients, trusts, estates, and retirement plans. The firm offers comprehensive financial planning and investment management using a strategy that incorporates fundamental and technical analysis, tailoring portfolios through low-cost mutual funds, ETFs, and selective use of individual securities and options.
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