Aviator Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$18,765,279
Clients
117
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
117
Very HighAverage account size
$160,387
About
Aviator Financial provides ongoing portfolio management and financial planning primarily for individual clients, high-net-worth individuals, and pension or profit-sharing plans. The firm’s services include creating written Investment Policy Statements, asset allocation and selection, regular monitoring, and advice on mutual funds, fixed income, equities, ETFs, annuities and other insurance products.
The firm tailors recommendations to each client’s goals, risk tolerance and time horizon, using charting, fundamental and technical analysis and a long-term trading approach, and delivers quarterly account reports. Aviator does not exercise discretionary trading authority; investment decisions are implemented with client direction and the firm documents client restrictions and model allocations in each client’s plan.
A notable feature is that the principal is a licensed insurance agent and the brochure discloses the sale of commissionable insurance and annuity products, which the firm acknowledges can create conflicts of interest with advisory services. The firm also reports that essentially all reported AUM is managed on a non‑discretionary basis (about $18.8 million), requires clients to use specified custodians, does not aggregate block trades, and will not accept proxy‑voting authority — practices that differ from many peers.
Client services
Financial planning
Portfolio management
Expertise
Annuities
College savings (529s, UTMA, etc.)
Fee options
Financial planning fixed fees between $0 and $5,000
$0 - $50,000: 1.50% $50,001 - $350,000: 1.20% $350,001+: 1.00%
Main office location
Aviator Financial, LLC
Newport PA, United States
Number of offices
1
Most active in
Aviator Financial, LLC has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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