Aviles Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Aviles Capital Management LLC provides ongoing fee-based portfolio management under its “Comprehensive Value Portfolio Management” program to individual clients and trusts with a long-term growth objective. The firm emphasizes selection of small-, mid-, and large-cap equities alongside U.S. Treasury securities and manages client accounts on a discretionary basis.
The investment approach is a value-oriented, fundamental analysis process with a focused, concentrated allocation to securities the adviser deems intrinsically undervalued; the firm may use equity options to reduce risk and, where suitable, margin to leverage positions. The brochure also notes that ETFs were recently added to the strategy and that the firm may use Treasury Inflation-Protected Securities and other Treasuries to help protect capital in volatile markets.
Noteworthy features include a modest asset base (about $450,969) across a small number of client accounts (11) and explicit operational choices around execution and research: the firm recommends Interactive Brokers and discloses receiving soft-dollar research/services from that broker. The firm does not vote client proxies (clients receive and vote their own proxy materials), and the brochure discloses that the firm’s principal is involved in other non-investment businesses that are a material source of income and time.
Client services
Expertise
Fee options
0.5% annually
Account minimum: $5,000
Main office
Middletown NY
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)