Axia Asset Management, LLC

Axia Asset Management provides discretionary portfolio management to individuals, high-net-worth individuals, and nonprofit organizations, creating an Investment Policy Statement for each client. Its advisory services cover mutual funds, fixed income, equities, exchange‑traded funds (including precious‑metal ETFs), TIPS, non‑U.S. securities, venture capital funds and private placements.

The firm applies a mix of fundamental, technical, cyclical and quantitative analysis within a modern portfolio theory framework and generally manages accounts under discretionary authority. Axia employs a range of strategies — including long‑ and short‑term trading, short sales, margin (borrowed) positions and options strategies (covered, uncovered and spreads) in separately managed accounts — and manages all client assets internally.

A noteworthy feature is the firm’s principal’s involvement in affiliated real estate investment entities; the brochure discloses that Axia may offer clients advice or products from those activities, which creates a potential conflict of interest. The firm’s stated $5,000,000 account minimum and its active use of leverage, derivatives and illiquid vehicles such as private placements and venture capital distinguish its operating profile from many independent advisers serving smaller retail client segments.