Axia Wealth Management Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$136,570,465
Clients
152
Advisors
3
across 2 offices
About
Axia Wealth Management Inc is a small supported advisory firm (three advisors with roughly $148 million in assets under management) that serves individuals, high‑net‑worth clients, trusts, small businesses, and employer‑sponsored retirement plans. The firm provides ongoing discretionary portfolio management, financial planning and limited‑scope consulting, estate‑planning coordination through an outside provider, and retirement‑plan fiduciary services.
Axia’s investment approach is long‑term and evidence‑based, grounded in Modern Portfolio Theory and implemented primarily through no‑load mutual funds and passively managed ETFs with client‑specific investment policy statements; individual securities may be retained for tax or personal reasons. The firm generally seeks discretionary trading authority, limits use of certain instruments (it does not use commodity futures or direct non‑U.S. securities), and does not aggregate block trades across multiple client accounts.
Distinctive aspects include a recent filing to register with the SEC, an established relationship with a third‑party estate‑planning vendor that handles document preparation and deed recording, and the provision of ERISA‑level 3(21)/3(38) services and model portfolios for employee benefit plans. Axia also participates in an institutional custodian program and may receive fee‑sharing or other economic benefits when directing clients to third‑party advisers or custodians; these relationships and related conflicts are disclosed in the firm brochure.
Client services
Expertise
Fee options
Estate Planning Services base fee of $1,500 plus additional fees for deeds ($300-$550 depending on state) and trust business assignments ($100 each); fees negotiable
$0 - $1,000,000: 1.25% $1,000,001 - $3,000,000: 1.00% $3,000,001 - $10,000,000: 0.75% $10,000,001+: 0.50%
Hourly consulting fees start at $350 per hour
Account minimum: $400,000 Minimum fee: $5,000 annual minimum financial planning fee Fee-only: Financial Planning Services at minimum $5,000 annually or flat fee; consulting services billed hourly at $350/hour starting rate
Main office
See office255 SW Bluff Drive, Suite 100
Bend OR 97702
Advisors at this office
2
Offices (2)
Most active in
Arizona · California · Oregon · Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Isabella R
Series 65
Houston, TX
Axia Wealth Management Inc
Isabella Ramon is a financial advisor with Axia Wealth Management Inc in Houston, TX, holding a Series 65 designation and three years of industry experience. Her work history includes roles at Vanguard and Worth Winning, LLC, along with several years dedicated to full-time education. Axia Wealth Management Inc is a small supported advisory firm managing approximately $148 million in assets for individuals, high-net-worth clients, trusts, small businesses, and employer-sponsored retirement plans. The firm follows a long-term, evidence-based investment approach using no-load mutual funds and passively managed ETFs, and offers discretionary portfolio management, financial planning, estate-planning coordination, and retirement-plan fiduciary services.
Richard A
Series 65
Bend, OR
Axia Wealth Management Inc
Richard Ambrose is a financial advisor with Axia Wealth Management Inc in Bend, OR, holding a Series 65 designation and 13 years of industry experience. He previously worked at Merit Wealth Management from 2013 to 2017. Ambrose also serves as an advisor on the advisory board for BLC Prime Lending Fund II, LLC, providing industry advice for a real estate lending investment fund. Axia Wealth Management Inc is a small supported advisory firm with three advisors managing approximately $148 million in assets. The firm serves individuals, high-net-worth clients, trusts, small businesses, and employer-sponsored retirement plans, offering long-term, evidence-based investment management primarily through no-load mutual funds and passive ETFs.
Chet B
CFP®, Series 65
Bend, OR
Axia Wealth Management Inc
Chet Baxter is a CFP® with 15 years of industry experience, currently serving as an advisor at Axia Wealth Management Inc since 2017. Prior to this, he worked at Merit Wealth Management, LLC for seven years. Baxter holds a Series 65 license and is based in Bend, OR. Axia Wealth Management Inc is a small supported advisory firm with three advisors managing approximately $148 million in assets. The firm serves individuals, high-net-worth clients, trusts, small businesses, and employer-sponsored retirement plans, offering discretionary portfolio management and financial planning with a long-term, evidence-based investment approach focused on no-load mutual funds and passively managed ETFs.
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