Axiom Wealth Strategies, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$122,372,002
Clients
272
Advisors
2
of 3 employees
About
Axiom Wealth Strategies, LLC provides discretionary portfolio management and comprehensive financial planning to a mix of individual and high-net-worth clients, as well as pension plans, trusts and small businesses. The firm’s advisory offering centers on a Strategic Wealth Management program complemented by written financial plans and access to affiliated tax-preparation services.
The firm employs both fundamental and technical analysis and implements a mix of long-term, short-term and trading strategies; its disclosures specifically describe the use of options strategies (including covered calls and spreads) and note the use of derivatives in managed accounts. Financial planning is built from in‑depth interviews and client-supplied data, with portfolio reviews of managed accounts conducted at least annually.
Axiom uses consumer-facing endorsement and referral channels, including paid memberships and advertising relationships with services such as SmartVestor™, SmartAsset, and WiserAdvisor, and discloses referral arrangements with a retirement platform that compensate the firm for plan referrals. It also participates in industry educational events and receives custodial and practice‑management support from its clearing firm, arrangements the firm discloses as potential conflicts of interest.
Client services
Expertise
Fee options
$5,000 for financial planning setup and initial 3 hours of financial advising
Less than $500,000 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001 - $3,000,000: 1.00% Over $3,000,000+: 0.75%
$150 per hour for additional financial advising hours beyond 3 initial included hours
Account minimum: $300,000 (waivable at discretion)
Main office
243 SW Scalehouse Loop, Suite 5 B
Bend OR 97702
Advisors at this office
2
Most active in
Idaho · Oregon · Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Neal R
Series 63, Series 66
Bend, OR
Axiom Wealth Strategies, LLC
Neal Richards is a financial advisor with Axiom Wealth Strategies, LLC in Bend, Oregon, holding Series 63 and Series 66 licenses and 18 years of industry experience. His career includes roles at Wells Fargo Advisors and Cascade Financial Strategies before joining Axiom Wealth Strategies in 2021. He also owns Axiom Tax Strategies and serves as a board member at Immanual Classical School. Axiom Wealth Strategies provides discretionary portfolio management and comprehensive financial planning to individuals, high-net-worth clients, pension plans, trusts, and small businesses. The firm employs a Strategic Wealth Management program with fundamental and technical analysis, incorporating various investment strategies, including options and derivatives, alongside affiliated tax-preparation services.
Grant F
Series 65
Bend, OR
Axiom Wealth Strategies, LLC
Grant Finter is a Series 65-licensed financial advisor with two years of industry experience, currently with Axiom Wealth Strategies, LLC in Bend, OR. He joined Axiom Wealth Strategies in 2024. Axiom Wealth Strategies, LLC offers discretionary portfolio management and comprehensive financial planning to individual and high-net-worth clients, as well as pension plans, trusts, and small businesses. The firm combines fundamental and technical analysis with various investment strategies, including options and derivatives, and provides financial planning supported by detailed client interviews and annual portfolio reviews.
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