Axion Capital Markets, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Axion Capital Markets, LLC provides discretionary portfolio management, investment advice, financial planning, consultation, and investor education to individuals and families, high net worth individuals, and businesses or trusts. The firm says it tailors advice to a client’s financial situation, risk tolerance, investment objectives, and any written restrictions.
The firm’s approach combines fundamental and technical analysis, quantitative screens, and asset allocation across long- and short-term horizons, and it may use options strategies for hedging, income generation, or risk management where appropriate. Axion typically accepts discretionary authority to manage accounts and also offers financial planning and hourly consultation services billed on an hourly basis.
Noteworthy aspects include the use of custom-developed investment analysis systems and algorithms provided by its parent company, and an explicit disclosure that it does not receive commissions from product sales and does not have physical custody of client assets. The firm’s combination of hourly planning fees, use of options strategies, and reliance on internally developed analytics distinguishes it from many peers in its regulatory category.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Fee options
$0 - $1,000,000: 1.00% annually $1,000,000+: Negotiated reduced fees
Standard clients: $150 per hour; Discounted clients: $125 per hour; Minimum of 1 billable hour per year per client household
Account minimum: $1,000,000 (discount fee applicable above this, but minimums may be waived)
Main office location
Axion Capital Markets, LLC
500 N Meridian Ave Ste 100 C
Oklahoma City OK 73107, United States
Number of offices
1
Most active in
Axion Capital Markets, LLC has reported serving >5 clients in these states in the last 12 months.
Oklahoma
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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