Axis Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Axis Capital Management is a single-advisor independent registered investment adviser that serves individuals (including high-net-worth clients), trusts and estates, offering discretionary asset management, comprehensive financial planning and flat-fee portfolio review services. The firm reports managing about $15.8 million for roughly ten client relationships.
Investment programs are tailored to each client’s stated objectives, time horizon and risk tolerance, and the advisor uses a mix of fundamental, technical, charting and cyclical analysis when constructing portfolios, with the ability to trade equities, fixed income, ETFs and options. Axis typically operates with discretionary trading authority, custodies client assets at Charles Schwab for execution and reporting, and conducts quarterly reviews with the option for more frequent oversight or rebalancing and tax-loss harvesting as needed.
Notably, Axis does not use a conventional percentage-of-assets fee schedule; financial planning is offered on a negotiable fixed-fee basis (initial plans $5,000–$10,000, ongoing planning $8,000–$15,000), an hourly option is available, and portfolio reviews are offered for a flat $99, with fees deducted from client accounts when authorized. The practice is distinguished by its small client base and the advisor’s prior institutional fixed-income trading experience, and the firm does not vote client proxies (clients receive and vote their own proxy materials).
Client services
Expertise
Fee options
Portfolio review service flat fee of $99.
Ad hoc financial planning services at $250 per hour.
Fee-only: Financial planning fixed fees between $5,000-$10,000 initially; ongoing fees $8,000-$15,000 per year (including asset management). Ad hoc financial planning services offered at $250 per hour. Portfolio review flat fee of $99.
Main office
2447 Pacific Coast Highway, 2nd Floor
Hermosa Beach CA 90254
Advisors at this office
1
Most active in
California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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