A
Axis Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$9,770,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
25
20% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
25
TypicalAverage account size
$390,800
About
Axis Financial, LLC provides investment advisory and financial planning services to individuals, employee benefit plans, trusts, estates, charitable organizations, and business entities, managing about $10.5 million across roughly 25 client relationships. Its service offerings include financial planning and consulting, portfolio analysis and investment recommendations, selection of third-party money managers, and pension consulting.
The firm operates primarily on a non‑discretionary basis, delivering written financial plans and making portfolio recommendations that require client approval before implementation. For smaller accounts it typically recommends exchange‑traded funds, while larger accounts are usually referred to third‑party asset managers; the firm applies fundamental analysis and long‑term purchase strategies and provides periodic monitoring and reallocation suggestions.
Axis is affiliated through common ownership with The Insurance Shop, Inc., and its advisors are licensed insurance agents who may effect insurance transactions and earn commissions in addition to advisory fees. The combination of that insurance affiliation, a client mix that explicitly includes charitable organizations, active pension plan consulting, and managing assets largely on a non‑discretionary basis distinguishes the firm’s practice from many solo independent advisers.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Financial analysis and investment recommendation services
Financial analysis and investment recommendation services
Expertise
Wealth management
Fee options
Fixed fees for financial planning/consulting services range from $250 to $2,500
Commissions earned by associated persons for insurance products sales; separate from advisory fees
Hourly fees set at $75 per hour for financial planning/consulting services
Account minimum: $400 per year minimum fee to open and maintain an advisory account, may be waived at discretion Minimum fee: $400 per year minimum fee to open and maintain an advisory account, may be waived at discretion Fee-only: Financial planning fixed fees range from $250 to $2,500; hourly fees set at $75 per hour
Main office location
Axis Financial, LLC
204 West Main Street
Odon IN 47562, United States
Number of offices
1
Most active in
Axis Financial, LLC has reported serving >5 clients in these states in the last 12 months.
Indiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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