Aztec Capital LLC

The firm serves individual clients, small businesses, institutions and charitable organizations through discretionary portfolio management and individualized investment strategies, preparing Investment Policy Statements to document goals and risk tolerance. Managed accounts are reviewed at least quarterly (retirement plan allocations often annually), and the firm maintains a stated account minimum of $75,000 that may be waived based on client needs.

The firm's investment approach centers on equity options and related derivatives, using techniques such as premium selling, buying calls and puts, and hedging to pursue leverage and risk control; trade sizes are often small (commonly 2–3% of available funds per trade) and typical option positions are short-term. The manager employs charting, technical analysis and sentiment indicators, monitors accounts regularly, and notes that some client accounts may see high trading activity (up to roughly 100 trades per month for more active accounts).

Noteworthy features that differentiate the firm from many peers include a separate subscription-based trading publication and daily chat room for option traders, periodic articles and free eBooks, and a fee structure that can include a 20% performance-based fee subject to a high-water mark for qualified, accredited clients while asset-based fees may be charged or waived at the adviser’s discretion. The firm also discloses a past regulatory settlement involving performance compensation received prior to registration, which it reports was resolved prior to approval as a registered adviser.