AZTEC Financial Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
AZTEC Financial Group, LLC provides financial education and comprehensive planning services primarily to retail and high‑net‑worth individuals, with a focus on retirement planning and goal‑oriented strategies. The firm itself does not hold custody or directly manage client assets; investment implementation and portfolio management are offered to clients through the firm’s advisor in separate capacities at an unaffiliated broker‑dealer and SEC‑registered investment adviser.
The firm’s approach centers on individualized, relationship‑based planning and financial behavior as the foundation for recommendations, aiming to align clients’ spending and long‑term objectives. When investment products or ongoing management are appropriate, the advisor considers each client’s needs in recommending an implementation platform and may refer clients to his separate brokerage or advisory arrangements for execution and supervision.
Noteworthy distinctions from many peers include that the advisor is also licensed as an insurance agent and may receive commissions on insurance sales, and the firm does not use percentage‑of‑assets‑under‑management fees or accept custody — instead offering flat‑fee planning engagements. The advisor’s multiple roles (planner, insurance agent, and separately registered broker‑dealer/SEC adviser representative) create potential conflicts of interest that the firm discloses and addresses through its code of ethics and fiduciary obligations.
Client services
Expertise
Occupation focus
Fee options
Basic Plan $500 per plan, Comprehensive Plan $1,500 per plan
Fee-only: Flat fee consulting services: Basic Plan $500, Comprehensive Plan $1,500 per plan
Main office
660 Central Ave
Dover NH 03820
Advisors at this office
1
Most active in
New Hampshire
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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