Azul Private Wealth, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Azul Private Wealth, LLC provides ongoing portfolio management to individuals, high‑net‑worth individuals, charitable organizations, and business entities. The firm prepares an Investment Policy Statement for each client and seeks discretionary authority to implement asset allocation and security selection, a client-facing portfolio management focus that is uncommon among firms without active registered advisors.
Investment implementation emphasizes strategic asset allocation executed through fixed income, equities, exchange‑traded funds (including precious‑metal ETFs), Treasury inflation‑protected securities and non‑U.S. securities, with methods grounded in fundamental analysis and modern portfolio theory and a long‑term trading horizon. Risk tolerance and other client preferences are documented in the IPS and accounts are monitored periodically, with the firm stating policies for fair allocation of investment opportunities across clients.
Azul is newly formed and currently reports no assets under management; it requires clients to custody assets at Schwab Institutional and discloses that its principal is employed by Schwab but intends to resign to address that conflict of interest. The firm also discloses that it is not a private‑fund adviser, does not participate in wrap fee programs, and does not accept performance‑based fees—characteristics that distinguish it from many peers in this regulatory category.
Client services
Expertise
Fee options
$500,000 - $1,000,000: 0.75% $1,000,001 - $3,000,000: 0.50% $3,000,001 - $10,000,000: 0.40% $10,000,001+: 0.30%
Account minimum: $500,000 Minimum fee: $6,000 minimum annual fee per client relationship
Main office
San Jose CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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