Falmouth, MA Office

B.B. Graham & Co. provides investment advisory and financial planning services to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, trusts, estates, corporations and small businesses. The firm manages approximately $322 million for several hundred clients and offers asset management (both discretionary and non‑discretionary), comprehensive and limited financial planning, employer‑sponsored retirement plan consulting, and access to third‑party portfolio and wrap/TAMP programs.

Advisory services are delivered through consultations with investment advisor representatives who employ a mix of fundamental and technical analysis and may implement long‑ or short‑term strategies across equities, fixed income, and ETFs; accounts are generally reviewed at least quarterly and monitored more frequently as market conditions dictate. The firm both directly manages assets and delegates to third‑party money managers or sub‑advisers and reports a significant portion of assets as non‑discretionary, meaning many clients retain trading authority over their accounts.

Several features distinguish the firm from many peers: BBG also operates as a FINRA‑member broker‑dealer and some management personnel are licensed insurance agents, and advisory clients are generally required to use the firm’s brokerage relationships, which can introduce potential conflicts of interest. The firm’s disclosure history includes past state and SRO regulatory actions and multiple customer arbitration settlements in recent years; these matters are disclosed in the brochure and may be relevant to prospective clients conducting due diligence.