B. Lively Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary portfolio management and investment advice to individuals, families, high‑net‑worth clients, trusts, estates, charitable organizations, and business entities. It offers guidance across equities, option contracts, corporate and municipal debt, certificates of deposit and other securities, and handles retirement accounts under ERISA fiduciary standards while not sponsoring wrap fee programs.
The firm’s investment approach is equity‑focused and may combine charting, technical, and fundamental analysis to implement growth‑ or momentum‑oriented and sometimes concentrated positions; strategies can include long‑term holdings, shorter‑term trades, option writing, and the use of margin or leverage, with limited cash held for liquidity. Portfolio management is discretionary and the firm conducts ongoing monitoring and client consultations to align investments with each client’s objectives, risk tolerance, and any imposed restrictions.
Notable features in the brochure that distinguish this firm from many peers include its recent formation in 2026 and the fact it currently reports no assets under management or clients, and that the principal devotes the majority of professional time to an outside healthcare occupation (about 90%), which may affect firm capacity and availability. The firm also requires clients to direct brokerage to a designated custodian, maintains a Code of Ethics and trade‑allocation policies, does not sponsor pooled investment vehicles, and does not charge performance‑based fees.
Client services
Expertise
Fee options
Any Assets+: Up to 2.00% annually
Main office
Spring TX
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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