Babylon Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Babylon Wealth Management is a single‑advisor independent registered investment adviser that provides discretionary portfolio management, financial planning, and pension consulting to individuals, high‑net‑worth clients, 401(k) plans, and charitable foundations. The firm manages roughly $35.8 million across about 45 client relationships and documents client objectives and risk tolerances in individualized Investment Policy Statements.
Investment decisions are based on fundamental analysis and modern portfolio theory and are implemented through a long‑term trading discipline, with portfolios constructed from mutual funds, ETFs, equities, fixed income, real‑estate funds, commodities, TIPS, and non‑U.S. securities. The adviser manages client assets in‑house rather than selecting third‑party managers and generally exercises discretionary trading authority consistent with each client’s IPS.
Compared with many solo independent firms, Babylon WM’s ongoing pension consulting and standalone plan design services for employee benefit plans (including 401(k) plans) are relatively uncommon among peers. The firm also uses a defined, digital planning delivery process (access to a secure client portal) and discloses recent changes to its service lineup, including the removal of OCIO services.
Client services
Expertise
Fee options
$0 - $1 million: 1.00% $1 million - $2 million: 0.90% $2 million - $3 million: 0.80% $3 million - $4 million: 0.70% $4 million - $5 million: 0.60% $5 million - $10 million: 0.50% $10 million - $20 million: 0.40% $20 million+: 0.25%
$300/hour for financial planning and investment consulting
Fee-only: Fixed fees from $2,000 to $15,000 for financial planning; Fixed fees from $2,000 to $20,000 for pension consulting
Main office
1501 N. Broadway, St. 204
Walnut Creek CA 94596
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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