A complete list of active advisors currently associated with Bakalis Financial Inc.

Warmer can help you find a great advisor at Bakalis Financial Inc. or one who fits your needs even better.

The firm provides portfolio management to individual clients, including high-net-worth individuals, overseeing roughly $28 million across about 60 client accounts. Services center on individualized investment policy statements, asset allocation, asset selection and ongoing portfolio monitoring using mutual funds, equities, ETFs, fixed income, annuities and private placements. Investment decisions are driven by a blend of analytical methods—modern portfolio theory, fundamental, technical, charting, cyclical and quantitative analysis—and the firm generally implements long-term trading and model allocations tailored to each client’s goals and risk tolerance. Accounts are typically reviewed monthly and the adviser often operates with discretionary trading authority while clients receive monthly custodian reports. Distinctive among peers, the brochure discloses a March 2020 regulatory action by the Michigan Department of Insurance and Financial Services that resulted in a cease-and-desist order and a $2,500 penalty. The firm’s principal also works as a licensed insurance agent and registered representative and may recommend commissionable insurance or annuity products; the firm states it discloses this relationship and periodically reviews recommendations to address the resulting conflicts of interest.

To learn more about the advisors currently working at Bakalis Financial Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.