Baker Asset Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$33,051,760
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
51
27% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
51
HighAverage account size
$648,074
About
Baker Asset Management, LLC serves individual and high‑net‑worth clients as well as pension and profit‑sharing plan sponsors. The firm provides modular financial planning and general consulting, discretionary portfolio management, and customized pension consulting for small‑business retirement plans, managing about $44.8 million in client assets across roughly 51 client relationships as a single‑advisor practice.
Investment decisions combine fundamental and technical analysis with a long‑term trading orientation, and portfolios may include equities, mutual funds, corporate and municipal debt, and U.S. government securities with ongoing supervision and reoptimization. Financial planning is available as comprehensive or modular engagements, with continuing planning services offered and, in some cases, planning fees waived or offset when clients implement recommendations through the firm.
A notable distinction is the firm’s work with pension and profit‑sharing plans and its tailored pension consulting for plan sponsors — an offering that is uncommon among independent solo advisers. The firm also requires its investment adviser representatives to hold the CFP designation and manages a substantial portion of its assets on a discretionary basis (approximately $33.1 million discretionary and $11.8 million non‑discretionary), which shapes how it delivers ongoing portfolio oversight and plan‑sponsor services.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Wealth management
Fee options
Pension consulting services may include a flat retainer fee with a minimum of $2,500, as agreed with plan sponsor.
$0 - $500,000: 1.00% $500,001 - $1,000,000: 0.85% $1,000,001 - $1,500,000: 0.70% $1,500,001 - $2,000,000: 0.60% $2,000,001+: 0.50%
Negotiable hourly rate of $100.00 for initial financial planning and general consulting services.
Account minimum: No requirements for opening or maintaining an account. Minimum fee: Annual retainer fee for continuing financial planning services with a minimum of $2,500, payable quarterly in arrears. Fee-only: Financial planning and general consulting services charged at the firm's negotiable hourly rate of $100.00 per hour.
Main office location
Baker Asset Management, LLC
Mount Pleasant SC, United States
Number of offices
1
Most active in
Baker Asset Management, LLC has reported serving >5 clients in these states in the last 12 months.
California · North Carolina · South Carolina · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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