Monroe, LA Office
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Ballast Rock Private Wealth
Team
Firm-wide stats for Ballast Rock Private Wealth
About
Ballast Rock Private Wealth provides discretionary and non-discretionary portfolio management, financial planning (offered at no additional cost to portfolio management clients), and pension consulting to individuals, high-net-worth individuals, and retirement plans. The firm constructs written Investment Policy Statements for each client, monitors portfolios regularly, and advises across a broad set of investment types including mutual funds, ETFs, fixed income, real estate funds, annuities, private placements, and venture capital interests.
The firm’s investment process combines fundamental analysis, modern portfolio theory, and quantitative analysis with a long-term trading orientation, and portfolios are tailored to clients’ goals, time horizons, and documented risk tolerances. BRPW typically requests discretionary trading authority, uses model allocations alongside client-specific recommendations, and provides quarterly reporting and reviews triggered by material changes in client circumstances or markets.
BRPW’s structure includes several features that differ from many peers: it is affiliated with a broker-dealer under common ownership, acts as a sponsor/manager of private funds through related entities, and its supervised persons may accept commissions or placement compensation for certain products. The firm discloses these conflicts, documents them in client files, and notes operational practices such as excluding some related-fund holdings from billable balances and directing clients to specific custodians or broker-dealers that provide institutional services and research.
Based on Ballast Rock Private Wealth
Location
Monroe LA
Advisors at this office
1
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