Ballers and Associates

Ballers and Associates works with clients who have obtained legal judgments or settlements and connects them with third‑party investment advisers rather than providing direct portfolio management. The firm screens and refers clients to partner advisory firms, including arrangements with Wells Fargo and other advisors, and does not take custody of client funds or sponsor wrap fee programs.

Ballers and Associates does not perform investment analysis or implement trading strategies; the investment adviser selected by the client develops and manages the investment plan, provides account statements, and handles ongoing monitoring. The firm is paid through referral arrangements with those partner advisers and provides the required solicitor disclosure materials to clients instead of billing clients directly.

The firm’s principal maintains an active law practice and the advisory business is affiliated with that law practice, creating a legal‑centric referral niche that is uncommon among independent advisory firms. Because Ballers and Associates neither manages individual portfolios nor serves typical retail individual clients directly, its solicitor/partnership model and law‑firm affiliation distinguish it from peers.