A complete list of active advisors currently associated with Ballheim Financial LLC
Warmer can help you find a great advisor at Ballheim Financial LLC or one who fits your needs even better.
Ballheim Financial LLC provides investment supervisory services and financial planning to individuals, high‑net‑worth individuals, and pension and profit‑sharing plans. The firm’s services include ongoing portfolio management, retirement plan administration, and advice on insurance products such as annuities, life, long‑term care and disability insurance. Ballheim documents client objectives and constraints through an Investment Policy Statement for each client and generally pursues a long‑term trading strategy while allowing short‑term trades when requested. The firm uses tools such as Morningstar reports and Riskalyze in its analysis, typically operates with discretionary trading authority, and delivers monthly account reports through the custodian. Compared with many small independent advisers, Ballheim explicitly offers retirement plan administration and a range of insurance product solutions, and it maintains multiple client‑facing websites listed in the brochure. The firm also requires use of a firm‑recommended custodian for execution and documents training and educational elements in its Code of Ethics, reflecting a structured approach to client communications and compliance that is not universal among peers.
To learn more about the advisors currently working at Ballheim Financial LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Leclaire, IA
| 15
|
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")