Bancroft Booth Capital Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Bancroft Booth Capital Advisors provides discretionary asset management, comprehensive financial planning, and public seminars and workshops on investment topics. The firm states it will serve individuals, high‑net‑worth clients, trusts, estates, charitable organizations and business entities, though as of February 13, 2025 it reported no client assets under management and no advisory clients.
The firm’s investment process is documented in a written Investment Policy Statement and emphasizes fundamental analysis, ongoing portfolio monitoring, and quarterly reviews and reporting; clients may impose written investment restrictions and receive periodic performance comparisons to benchmarks. Bancroft acts under a fiduciary standard, uses discretionary trading authority for managed accounts, and offers performance‑based arrangements to qualified clients.
Notable features that distinguish the firm from many peers include an affiliated insurance practice—its principal is licensed as an insurance agent and may offer insurance products (an activity disclosed as occupying under 5% of time and disclosed as a potential conflict of interest)—and a program of no‑fee public educational seminars and workshops. The firm is newly formed (initial ADV filing in 2025) and emphasizes formalized governance documents (IPS and compliance procedures) common to larger managers while operating as a small, early‑stage advisory business.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
General retirement planning
Retirement income strategy
Wealth management
Fee options
$5,000 fixed fee for financial planning services
All Flat-Fee Clients+: 1.25% annually (flat fee)
20% of returns above a 10% annual return threshold or 20% of returns beyond the S&P 500 benchmark, for Qualified Clients only
Account minimum: No minimum to open an account; however, performance-based fee clients must be Qualified Clients with at least $1.1 million in assets under management or $2.2 million net worth excluding primary residence.
Main office location
Bancroft Booth Capital Advisors
Dallas TX, United States
Number of offices
1
Most active in
Bancroft Booth Capital Advisors has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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