Bantam Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Bantam Inc. provides investment management and financial planning primarily to ultra‑high‑net‑worth individuals and families (typically requiring at least $10 million under management), along with select institutional clients and high‑trajectory athletes; the firm generally does not serve non‑HNW individual clients. Its service suite includes discretionary portfolio management (risk‑asset and fixed‑income strategies), pension consulting, financial planning, and non‑fiduciary CFO services targeted to athletes.
The firm combines fundamental, quantitative, technical, and macroeconomic analysis and uses AI to augment its research, while firm personnel retain final investment decision authority; portfolios range from concentrated, sector‑oriented risk portfolios to fixed‑income allocations, and the firm may move portfolios to cash when judged prudent. Bantam’s client work is IPS‑driven and begins with in‑depth investor profiling, with ongoing engagement through quarterly reviews and near‑daily communications via investor letters, a subscription newsletter, and messaging channels.
Compared with many solo independent advisers, Bantam sponsors and manages a private digital‑assets hedge fund and acts as a private fund manager, and it explicitly discloses and seeks to manage the conflicts that creates by not recommending that fund to advisory clients. The firm also offers pension consulting alongside its private‑client focus and operates an Athlete Vertical that combines educational content with tailored CFO and asset‑management services for NIL‑earning and professional players.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
$5,000 fee for drafting an Investment Policy Statement (IPS), payable in advance and non-refundable but can be waived; fixed fees for pension consulting, financial planning, and non-trading investment consulting negotiated per engagement.
0.25% annually for Fixed Income discretionary portfolios; Risk Asset portfolio fees range from 0.25% to over 2.00%, negotiable, no set tiers provided
Hourly fees for financial planning, consulting, and investment audit services range from $30 to $2,000 per hour depending on staff level.
Account minimum: $10,000,000 Fee-only: Hourly fees range from $30 to $2,000 per hour depending on personnel; most financial planning/consulting work between $700 and $800 per hour blended rate; fixed fees for pension consulting and financial planning also offered, amounts negotiated per engagement; non-trading investment consulting fees are fixed annual fees negotiated with client, payable monthly in advance; CFO services fixed fees typically $8,000 to $40,000 per year.
Main office
107 East Meadowbrook Lane
Staatsburg NY 12580
Advisors at this office
1
Most active in
New York
Disclosures
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Business activities & affiliations
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Lawyer
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Other specialized services
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