Banyan Tree Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$933,717,437
Clients
46
Advisors
3
of 5 employees
About
Banyan Tree Asset Management provides discretionary fixed income investment management to ultra‑high‑net‑worth individuals and institutional clients, and also advises pooled investment vehicles structured as Delaware limited partnerships. The firm’s brochure notes it does not provide accounting, legal, tax, or financial planning services, and its client base does not include non‑high‑net‑worth retail investors.
The firm pursues active, fixed‑income‑focused strategies — including core, short‑duration, opportunistic and hedging approaches — using credit analysis, duration and sector positioning, spread and macro analysis, and external research. When appropriate and authorized in writing, Banyan Tree may employ leverage in separately managed accounts (including margin and short sales) as part of its tactical implementation.
Banyan Tree is organized with affiliated entities — a registered broker‑dealer and a fund‑management affiliate that serves as general partner to its pooled funds — which is an uncommon arrangement for similar team advisers. It also manages more than $1 billion of fixed income assets with a compact advisory team, reflecting a relatively high assets‑under‑management per advisor and a narrowly focused client roster.
Client services
Expertise
Occupation focus
Fee options
$1 - $20,000,000: 0.50% annually $20,000,001 - $50,000,000: 0.45% annually $50,000,001 - $100,000,000: 0.40% annually $100,000,001+: Negotiable
Account minimum: $20,000,000
Main office
21250 Hawthorne Blvd, Suite 550
Torrance CA 90503-5517
Advisors at this office
3
Most active in
California · Minnesota · New York · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Brian G
Series 66
Torrance, CA
Banyan Tree Asset Management, LLC
Brian Goldberg is a financial advisor with Banyan Tree Asset Management, LLC in Torrance, CA. He holds a Series 66 designation and has 23 years of industry experience. Goldberg has been with Banyan Tree Securities, LLC and Banyan Tree Asset Management, LLC since 2013, serving as owner and principal. Banyan Tree Asset Management is a discretionary fixed-income investment adviser focused on ultra-high net worth individuals and institutional clients. The firm employs an active, credit-oriented investment process and manages portfolios primarily through separately managed accounts and Delaware-structured pooled investment vehicles.
Kenneth N
Series 63, Series 65
Torrance, CA
Banyan Tree Asset Management, LLC
Kenneth Naehu is a financial advisor at Banyan Tree Asset Management, LLC with 35 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Banyan Tree since 2013, following a 12-year tenure at Bel Air Investment Advisors LLC. Banyan Tree Asset Management specializes in discretionary fixed income investment management for ultra-high-net-worth individuals and institutional clients, employing active, fixed-income-focused strategies that incorporate credit analysis, duration and sector positioning, and macro and spread analysis. The firm manages over $1 billion in fixed income assets with a small advisory team and operates affiliated entities including a registered broker-dealer and a fund-management affiliate.
Adam W
Series 63, Series 65
Torrance, CA
Banyan Tree Asset Management, LLC
Adam Werthmuller is a financial advisor at Banyan Tree Asset Management, LLC with two years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at CitiGroup Global Markets Inc. and several other firms. Banyan Tree Asset Management is a discretionary fixed-income investment adviser serving ultra-high net worth individuals and institutional clients. The firm focuses on active, credit-oriented fixed income strategies and manages portfolios on a discretionary basis, often employing leverage when authorized by clients.
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