Baroldi Wood Mance Financial Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$44,298,947
Clients
249
Advisors
2
of 2 employees
About
Baroldi Wood Mance Financial Advisors provides individualized investment advisory and asset management services to individuals (including high‑net‑worth clients), trusts, retirement plans and business entities. The firm constructs and monitors portfolios using a mix of equities, fixed income, mutual funds, ETFs and other instruments, and offers ongoing portfolio review and implementation as part of its asset management service.
The firm describes a multi‑disciplinary approach that combines fundamental, technical, quantitative, sector and cyclical analysis and employs asset‑allocation strategies ranging from strategic to tactical and core‑satellite. Portfolios may include options and margin transactions where appropriate, and the firm reports that it manages essentially all assets on a non‑discretionary basis — reporting $0 in discretionary and $69,161,081 in non‑discretionary assets as of 12/31/2024 — obtaining client approval prior to executing trades and reviewing accounts at least quarterly.
What distinguishes the firm from many peers is its connection to accounting practice expertise: the firm’s principals are licensed CPAs and provide income‑tax preparation and accounting services through an affiliated accounting firm under separate engagement agreements. It is also relatively uncommon among similar advisers to combine a primarily non‑discretionary management model with explicit use of derivatives and option strategies in managed accounts.
Client services
Expertise
Fee options
Maximum 1.20% annually, negotiable
Main office
27442 Portola Parkway, Suite 155
Foothill Ranch CA 92610
Advisors at this office
2
Most active in
California · Texas
Also doing business as
Baroldi Gundersen Financial Advisors LLC · Baroldi Wood Mance Financial Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Michael K
Series 63, Series 65
Foothill Ranch, CA
Baroldi Wood Mance Financial Advisors, LLC
Michael King is a financial advisor at Baroldi Wood Mance Financial Advisors, LLC with 12 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Baroldi Gundersen Financial Advisors LLC since 2024. Outside of advisory work, he is an accountant at Baroldi Gundersen, LLP, where he prepares and analyzes financial statements and manages tax compliance and projections. Baroldi Wood Mance Financial Advisors serves individuals, trusts, retirement plans, and business entities with a multi-disciplinary investment approach that includes equities, fixed income, mutual funds, ETFs, and option strategies. The firm combines fundamental, technical, quantitative, sector, and cyclical analysis, managing primarily non-discretionary portfolios while integrating accounting and tax services through an affiliated CPA practice.
Vincent B
Series 63, Series 65
Foothill Ranch, CA
Baroldi Wood Mance Financial Advisors, LLC
Vincent Baroldi is a financial advisor at Baroldi Wood Mance Financial Advisors, LLC with 21 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Harvest Investment Services, LLC and ProEquities, Inc. Outside of his advisory role, he serves as president of Baroldi Gundersen, LLP, an accounting and tax firm. Baroldi Wood Mance Financial Advisors provides investment advisory and asset management services to individuals, trusts, retirement plans, and business entities. The firm employs a multi-disciplinary investment approach that includes fundamental, technical, quantitative, sector, and cyclical analysis, managing primarily non-discretionary portfolios that may incorporate options and margin transactions.
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