Baron Financial Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Baron Financial Advisors, LLC is a small, independent registered investment adviser led by a single advisor that offers individualized financial planning and referral/co‑advisory services to individuals (including high‑net‑worth clients) and corporations or other business entities. The firm does not directly custody or manage client investment assets and instead arranges investment management through recommended third‑party advisers.
The firm’s process begins with client interviews and questionnaires to develop tailored financial plans and asset‑allocation recommendations, and it maintains ongoing monitoring of recommended third‑party advisers. In co‑adviser arrangements (for example, with Matson Money, Inc.) the third‑party adviser is responsible for portfolio management, trading, reporting, and custody while the firm retains a non‑discretionary advisory and monitoring role.
Baron is atypical among similar independent solo firms in that the owner is a licensed insurance agent and the firm discloses affiliations with insurance companies and the potential to receive commission compensation for insurance products. The firm also discloses that it may receive a portion of a third‑party adviser’s management fee when acting as co‑advisor, and states it seeks to address those referral incentives through disclosure, fiduciary duties, and its code of ethics.
Client services
Expertise
Fee options
Fixed fee between $500 and $10,000 for financial planning services, negotiable
Minimum fee: Fixed fee between $500 and $10,000 for financial planning services, negotiable
Main office
Spring TX
Advisors at this office
1
Most active in
Texas
Also doing business as
Barasch, Arthur · Baron Financial Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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